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Michael J. Bozek

MANULIFE JOHN HANCOCK BROKERAGE SERVICES
Boston, MA 02116
CRD#: 4700860
Some features on this profile are disabled
MB
Michael Joseph BozekMANULIFE JOHN HANCOCK BROKERAGE SERVICES

Professional summary

Michael Joseph Bozek, who also goes by Michael Josehp Bozek, Mike Bozek, is a registered financial professional currently at MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC located in Boston, Massachusetts.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 6 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Josehp Bozek | Mike Bozek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Joseph Bozek's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 15, 2026 - Present

MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC

Office #1: 200 Berkeley Street, Boston, MA 02116
BD
CRD#: 150842
Boston, MA
Past

July 8, 2024 - July 15, 2024

MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC

BD
CRD#: 150842
Boston, MA
Past

August 7, 2019 - April 12, 2024

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA
Past

May 14, 2014 - November 2, 2018

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
PORTSMOUTH, NH
Past

June 23, 2008 - April 28, 2014

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

August 4, 2005 - July 26, 2006

WINDWARD SECURITIES CORPORATION

BD
CRD#: 127716
CONCORD, NH
Past

November 25, 2003 - April 28, 2014

OSAIC FS, INC.

BD
CRD#: 3870
CONCORD, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(6/15/2026)
RR
New Hampshire
(6/15/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/22/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/16/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/24/2003
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/5/2009
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 6/17/2005
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/11/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MJ
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC | MELIO SECURITIES COMPANY, LLC

CRD#: 150842 / SEC#: , 8-68303

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
200 Berkeley Street, Boston, MA 02116
Mailing Address
200 Berkeley Street, Boston, MA 02116
Phone number
(888) 695-4472
Established
Illinois since 04/10/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JOHN HANCOCK SUBSIDIARIES LLCHOLDING COMPANY (100% DIRECT OWNER)
BOGLE, JAMES WILLIAMPRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL7344902
COMER, DOUGLAS J MRCHAIRMAN, PRESIDENT & CEO4887129
DICKINSON, PAUL WILLIAMCHIEF COMPLIANCE OFFICER2234977

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC

CRD#: 150842Boston, MA 02116

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