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CRD#: 150842
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC is located at 200 Berkeley Street, Boston, MA 02116 and was first established at Boston, Illinois in 04/10/2009. After operating for 16 years, MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC’s clients are individuals and 0% of their clients are high net worth individuals. MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC Comes From

Understanding the Statistics for MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
200 Berkeley Street, Boston, MA 02116
Mailing Address
200 Berkeley Street, Boston, MA 02116
Firm Size
Small
Phone Number
(888) 695-4472
Established
Illinois since 04/10/2009
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
JOHN HANCOCK SUBSIDIARIES LLCHOLDING COMPANY (100% DIRECT OWNER)
BOGLE, JAMES WILLIAMPRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL7344902
DICKINSON, PAUL WILLIAMCHIEF COMPLIANCE OFFICER2234977
RIDDELL, LAWRENCE LESLIECHAIRMAN, PRESIDENT & CEO2843846

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Advisor's working at MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC

RH

Robert Joseph Hartigan

Robert J Hartigan, Robert Hartigan
IAR
RR
CRD#: 2931786
Location:
Boston, MA 02116
Company:
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
Disclosures:
Experience:
28 years
View Profile
AS

Allen George Sawyer

IAR
RR
CRD#: 4909478
Location:
Boston, MA 02116
Company:
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
Disclosures:
Experience:
20 years
View Profile
HB

Hayden Frederick Bloom

IAR
RR
CRD#: 6442166
Location:
Boston, MA 02116
Company:
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
Disclosures:
Experience:
10 years
View Profile
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