TK
Tadd M. Killpack
ALEXANDER CAPITAL, L.P.
Salt Lake City, UT 84111
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CRD#: 4700629
TK
Tadd Merrill KillpackALEXANDER CAPITAL, L.P.
Professional summary
Tadd Merrill Killpack, who also goes by Tadd Killpack, is a registered financial professional currently at ALEXANDER CAPITAL, L.P. located in Salt Lake City, Utah.
Tadd is registered as a RR (Registered Representative) and started their career in finance in 2003. Tadd has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Aliases
Tadd Killpack
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RISING SUN WEALTH MANAGEMENT 299 S MAIN STREET STE 1300 SALT LAKE CITY, UT 84124 - DBA FOR IAA BUSINESS - 100% OWNER SINCE 10/2010 - APPROX 160 HRS/MO - FEES/COMMISSIONS
CRS (Client Relationship Summary) - BD
Click below to view Tadd Merrill Killpack's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2026 - Present
ALEXANDER CAPITAL, L.P.
Office #1: 299 South Main Street, Suite 1300, Salt Lake City, UT 84111BD
CRD#: 40077
Salt Lake City, UT
Past
January 9, 2015 - August 4, 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 144426
Salt Lake City, UT
Past
January 9, 2015 - August 4, 2026
INTERNATIONAL ASSETS ADVISORY, LLC
BD
CRD#: 10645
Salt Lake City, UT
Past
October 20, 2010 - December 31, 2014
BOLTON SECURITIES CORPORATION
RIA
CRD#: 129376
BOLTON, MA
Past
October 15, 2010 - December 31, 2014
BOLTON GLOBAL CAPITAL
BD
CRD#: 15650
SALT LAKE CITY, UT
Past
May 3, 2004 - October 13, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PROVO, UT
Past
November 6, 2003 - October 13, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PROVO, UT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/31/2026)
RR
Arizona(7/31/2026)
RR
California(7/31/2026)
RR
Colorado(7/31/2026)
RR
Idaho(7/31/2026)
RR
Illinois(8/6/2026)
RR
Massachusetts(7/31/2026)
RR
New Jersey(7/31/2026)
RR
New York(7/31/2026)
RR
South Carolina(7/31/2026)
RR
Texas(7/31/2026)
RR
Utah(7/31/2026)
RR
Virginia(7/31/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
AC
ALEXANDER CAPITAL, L.P.
ALEXANDER CAPITAL, L.P.
CRD#: 40077 / SEC#: , 8-48957
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701
Mailing Address
10 Drs James Parker Blvd Suite 201, Red Bank, NJ 07701
Phone number
(212) 687-5650
Established
Delaware since 11/28/1995
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SENA MANAGEMENT LLC | PARTNER | |
| JSEC INC | PARTNER | |
| SALKIND, CATHERINE P | PARTNER | 7021439 |
| RUGGIERE, JOSEPH MATTHEW | PARTNER | 2548108 |
| RUGGIERE, WAYNE NMN | PARTNER | 7200730 |
| SALKIND, GENE Z | PARTNER | 7021417 |
| AMATO, JOSEPH ANTHONY | CEO | 2751635 |
| ELDREDGE, MICHAEL WILLIAM | BRANCH MANAGER ATL OFFICE | 2903014 |
| FAUCI, JODI | GENERAL SECS PRINCIPAL | 4189732 |
| FEMIANO, JOHN FRANCIS | GENERAL SECS PRINCIPAL, ANNUUITIES PRINCIPAL | 2132030 |
| FRANCONE, VITO ANTONIO II | COMPLIANCE ASSOCIATE | 2349326 |
| GUIDICIPIETRO, ROCCO GERARD | COO | 2489732 |
| KRISPEAL, RAQUEL E | SENIOR COMPLIANCE OFFICER, BRANCH MANAGER | 5733217 |
| MARTORANO, CARL MARIO | BRANCH MANAGER/OPERATIONS MANAGER/ROSFP | 2286051 |
| MESSINA, PAUL MICHAEL | GENERAL SECS PRINCIPAL, ROSFP, CO-MSRB PRINCIPAL | 5897543 |
| MISITI, MICHELE ANN | CHIEF COMPLIANCE OFFICER - ROSFP - AML OFFICER | 1931272 |
| ROTH, BARBARA NMN | PARTNER | 7200728 |
| SKOVRONCK, JEANPAUL CHARLES | DESIGNATED SUPERVISOR, DEPUTY AML OFFICER | 2744738 |
| STACK, TIMOTHY | SENIOR COMPLIANCE OFFICER | 1426363 |
| STAFFORD, LAWRENCE ROBERT | CHIEF TECHNOLOGY OFFICER | 7046577 |
| SULLIVAN, THOMAS FRANCIS | FINOP/CHIEF FINANCIAL OFFICER/CO-MSRB PRINCIPAL | 1145000 |
| THE SALKIND FAMILY FOUNDATION | PARTNER |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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Company Information
ALEXANDER CAPITAL, L.P.
CRD#: 40077Salt Lake City, UT 84111TRUST BUT VERIFY
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