Douglas E. Taylor
TAYLOR WEALTH MANAGEMENT
TORRANCE, CA 90503
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CRD#: 4700387
Professional summary
Douglas Edward Taylor, CFP® is a registered financial advisor currently at TAYLOR WEALTH MANAGEMENT, LLC located in Torrance, California.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Douglas has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Biography
Doug Taylor is a Certified Financial Planner TM professional (CFP) and a CPA/PFS. This unique blend of credentials enables Doug to provide comprehensive objective financial planning, investment, retirement and tax advice.
Doug strictly adheres to the highest fiduciary standards. By always working for his clients' best interests, Doug fosters relationships developed with trust and confidence.
Doug's professional certifications are complemented by his significant CPA experience with a Big Four firm, working in Los Angeles, London and Houston, two years as an integral part of a Forbes 400 billionaire's financial team. This comprehensive, hands-on experience enables Doug to effectively assist families and individuals in developing a financial plan compatible with their current lifestyle and future goals.
Question & Answer
What are your service offerings?
Life Transitions
Estate Planning
Retirement Planning
Investment Planning
Tax Planning
Retirement Income Management
Comprehensive Financial Planni...
Inheritance
Do you have an area of expertise or specialization?
College/Education Planning
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Middle Income Client Needs
Retirement Plan Investment Adv...
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PRESIDENT OF TAYLOR TAX SERVICES, INC. SINCE 8/2004. THIS BUSINESS IS NOT INVESTMENT RELATED. DEVOTES 5% OF TIME TO THIS SERVICE.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Edward Taylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
January 13, 2005 - Present
TAYLOR WEALTH MANAGEMENT, LLC
Office #1: 3655 Torrance Blvd. Suite 347, Torrance, CA 90503RIA
CRD#: 132955
TORRANCE, CA
Past
September 8, 2003 - May 4, 2004
LPL FINANCIAL LLC
RIA
CRD#: 6413
TORRANCE, CA
Past
August 29, 2003 - May 4, 2004
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TAYLOR WEALTH MANAGEMENT, LLC
TAYLOR WEALTH MANAGEMENT, LLC
CRD#: 132955 / SEC#: 801-120779
RIA
Registered Investment Advisory firm - (4/12/2021 Approved)California
Registered Investment Advisory firm - (5/30/2021 Terminated)Texas
Registered Investment Advisory firm - (11/11/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/13/2005)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
TAYLOR WEALTH MANAGEMENT, LLC
TAYLOR WEALTH MANAGEMENT, LLC
CRD#: 132955 / SEC#: 801-120779
RIA
Registered Investment Advisory firm - (4/12/2021 Approved)California
Registered Investment Advisory firm - (5/30/2021 Terminated)Texas
Registered Investment Advisory firm - (11/11/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3655 Torrance Blvd. Suite 347, Torrance, CA 90503
Mailing Address
Phone number
(310) 540-8000
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 218 |
| AUM (Assets Under Management) | $ 150,735,290 |
Red Flags
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