Robin J. Engelson
Professional summary
Robin Jacobson Engelson, who also goes by Robin Lynn Jacobson, is a registered financial professional currently at BA SECURITIES, LLC located in Naples, Florida.
Robin is registered as a RR (Registered Representative) and started their career in finance in 2003. Robin has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robin Jacobson Engelson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2011 - Present
BA SECURITIES, LLC
Office #1: 4851 Tamiami Trail North, Suite 200, Naples, FL 34103Office #2: Ids Center 80 South 8th Street, Suite 900, Minneapolis, MN 55402June 19, 2008 - September 20, 2011
LAZARD MIDDLE MARKET LLC
December 7, 2007 - July 23, 2008
LAZARD FRERES & CO. LLC
September 25, 2003 - July 23, 2008
GOLDSMITH, AGIO, HELMS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/19/2018)
(10/31/2016)
(9/22/2011)
(9/22/2011)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 9/23/2003
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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