MD
Michael J. Dolberg
APOLLON WEALTH MANAGEMENT
Charleston, SC 29401
Some features on this profile are disabled
CRD#: 4699964
MD
Professional summary
Michael Jason Dolberg, who also goes by Michael J Dolberg, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Charleston, South Carolina and PURSHE KAPLAN STERLING INVESTMENTS located in Charleston, South Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 10, Series 9 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael J Dolberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Prestige WW, LLC; 2/2018; Managing Member; receive income from holding company for investment in Apollon Holdings, LLC. 1/2 owner 2.CDG Warfside; 3/2019; owner of a real estate holding company which owns a rental property located at registered location. 1/2 owner 3.Advisor Insurance Solutions; agent receiving commission for insurance sales; 2/2018 4.KBM Foster Holdings; owner of a real estate holding company, with 50% ownership in Marion Square Partners, LLC, the owner of 317 Meeting St, Charleston SC 29401 5.MUSC Children's Hospital Board; Board Member of children's hospital 6/2015 6.Apollon Wealth Management, LLC; CEO of investment adviser; 100% owned by Apollon Holdings, LLC 5/2018 7.Purshe Kaplan Sterling Investments; 5/2020; registered rep of broker dealer for securities transactions 8.Apollon Holdings, LLC; Managing Member; 2/2018
CRS (Client Relationship Summary) - RIA
Click below to view Michael Jason Dolberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 6, 2018 - Present
APOLLON WEALTH MANAGEMENT, LLC
Office #1: 2 Wharfside St, Charleston, SC 29401RIA
CRD#: 291902
Charleston, SC
Current
May 27, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 2 Wharfside St. Suite 2-o, Charleston, SC 29401BD
CRD#: 35747
Charleston, SC
Past
April 25, 2018 - March 27, 2020
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Mount Pleasant, SC
Past
September 15, 2010 - March 16, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
CHARLESTON, SC
Past
October 29, 2004 - March 16, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
CHARLESTON, SC
Past
January 12, 2004 - October 4, 2004
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/14/2023)
RR
Colorado(6/27/2023)
RR
Delaware(7/19/2021)
IAR
Florida(3/28/2018)
RR
Florida(9/2/2020)
IAR
Georgia(4/20/2018)
RR
Illinois(6/6/2023)
RR
Maryland(10/25/2023)
RR
Michigan(9/3/2020)
RR
Nevada(8/9/2023)
RR
New Jersey(7/30/2020)
RR
New York(4/13/2021)
IAR
North Carolina(3/7/2018)
RR
North Carolina(10/28/2021)
IAR
South Carolina(3/6/2018)
RR
South Carolina(5/28/2020)
RR
South Dakota(8/9/2021)
RR
Tennessee(3/5/2025)
IAR
Texas(3/8/2018)
RR
Wisconsin(6/17/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
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Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
