Joshua W. Mckinley

TWIG ASSET MANAGEMENT

Eden Prairie, MN 55439

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CRD#: 4699505

Professional summary

Joshua William Weston Mckinley, who also goes by Josh Mckinley, is a registered financial advisor currently at TWIG ASSET MANAGEMENT, LLC located in Eden Prairie, Minnesota and THIRD SEVEN CAPITAL LLC located in Wall, New Jersey.

Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Joshua has worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Mckinley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TWIG ASSET MANAGEMENT LLC (A MN RIA FIRM) LOCATED AT 7033 EDENVALE BOULEVARD, EDEN PRAIRIE, MN 55345. I AM A MEMBER SINCE 9/1/2012, Originally 50% OWNERSHIP but as of 1/1/2019 100% ownership. NO ACTIVE DAILY DUTIES ARE REQUIRED, NO ACTIVE CUSTOMER SOLICITATION, ONLY AD HOC FINANCIAL PLANNING ADVICE MAY BE PROVIDED TO CLIENT RELATIONSHIPS THAT PRE-EXIST MY REGISTRATION WITH AEI SECURITIES, INC., ALL OF WHICH ACTIVITY DOES NOT PERTAIN TO THE BUSINESS OF AEI SECURITIES, INC. THERE ARE NO SALE OF SECURITIES OR ASSET CUSTODY SERVICES PROVIDED. NO COMMISSIONS ARE PAID OR RECEIVED. I PARTICIPATE IN LLC NET REVENUES, IF ANY. FOUR SPRINGS CAPITAL TRUST 02/2022 INVESTMENT RELATED UPREIT AND REAL ESTATE SALES 10+ HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua William Weston Mckinley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 31, 2019 - Present

TWIG ASSET MANAGEMENT, LLC

Office #1: 7300 Ontario Boulevard, Eden Prairie, MN 55439

RIA

CRD#: 165433

Eden Prairie, MN

Current

February 7, 2021 - Present

THIRD SEVEN CAPITAL LLC

Office #1: 3349a State Route 138 Allaire Corporate Center Building A, Suite A, Seco, Wall, NJ 07719

CRD#: 160209

Wall, NJ

Past

March 23, 2018 - December 31, 2019

TWIG ASSET MANAGEMENT, LLC

RIA

CRD#: 165433

EDEN PRAIRIE, MN

Past

July 1, 2014 - January 26, 2021

AEI SECURITIES, INC.

CRD#: 6158

ST. PAUL, MN

Past

December 9, 2009 - August 15, 2012

THE MUTUAL FUND STORE

RIA

CRD#: 139069

MAPLE GROVE, MN

Past

January 16, 2009 - December 4, 2009

AEI SECURITIES, INC.

CRD#: 6158

ST. PAUL, MN

Past

July 10, 2006 - October 16, 2008

CETERA WEALTH SERVICES, LLC

CRD#: 13572

MINNEAPOLIS, MN

Past

April 12, 2004 - July 13, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

MINNEAPOLIS, MN

Past

November 3, 2003 - February 2, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 3, 2003 - February 2, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/11/2022)

Idaho
(2/19/2021)

IAR

Minnesota
(12/31/2019)

Minnesota
(7/12/2022)

New Jersey
(11/10/2022)

Oregon
(7/11/2022)

Washington
(8/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/8/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/13/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/29/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/31/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TWIG ASSET MANAGEMENT, LLC

DBA OCTANT FINANCIAL | TWIG ASSET MANAGEMENT, LLC | TWIG ASSET MANAGEMENT, INC. | MCKINLEY, JOSHUA WILLIAM WESTON

CRD#: 165433 / SEC#:

Minnesota

Registered Investment Advisory firm - (12/31/2019 Approved)

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Contact information

Main Address

7300 Ontario Boulevard, Eden Prairie, MN 55439

Mailing Address

Phone number

(612) 269-0899

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 8,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua W. Mckinley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua William Weston Mckinley's CRS (Customer Relationship Summary).

Certified licenses

Experience

THIRD SEVEN CAPITAL LLC

TWIG ASSET MANAGEMENT, LLC

AEI SECURITIES, INC.

THE MUTUAL FUND STORE

AEI SECURITIES, INC.

CETERA WEALTH SERVICES, LLC

MORGAN STANLEY DW INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/8/2022

Series 66

Date: 11/13/2003

SIE

Date: 10/1/2018

Series 31

Date: 4/29/2004

Series 7

Date: 10/31/2003

FINRA

Current Firm

TWIG ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TWIG ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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