Sean T. Krejci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Thomas Krejci was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2003. Sean had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2016 - June 30, 2017
JOSEPH FINANCIAL INVESTMENT ADVISORS LLC
April 17, 2012 - September 7, 2016
U.S. BANCORP INVESTMENTS, INC.
April 16, 2012 - September 7, 2016
U.S. BANCORP INVESTMENTS, INC.
January 6, 2010 - April 16, 2012
U.S. BANCORP ADVISORS, LLC
January 5, 2010 - April 16, 2012
U.S. BANCORP ADVISORS, LLC
May 2, 2009 - January 4, 2010
CHASE INVESTMENT SERVICES CORP.
May 2, 2009 - January 4, 2010
CHASE INVESTMENT SERVICES CORP.
March 15, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
August 25, 2003 - May 2, 2009
WAMU INVESTMENTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JOSEPH FINANCIAL INVESTMENT ADVISORS LLC
CRD#: 282990 / SEC#:
Contact information
Red Flags
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