Michael C. Harris
TRIVANT CUSTOM PORTFOLIO GROUP LLC
SAN DIEGO, CA 92101
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CRD#: 4699319
Professional summary
Michael Carl Harris, CFA, CFP® is a registered financial advisor currently at TRIVANT CUSTOM PORTFOLIO GROUP LLC located in San Diego, California.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Michael has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Harris owns multiple LLCs related to real estate business. He devotes approximately 1-2 hours per month to these business interests and no time during trading hours. The business is not investment related. His position includes visually inspecting some of the real estate locations, advising on improvements or consulting on taxes or operations; 1. Meade Avenue, LLC, real estate, Manager, San Diego, CA 92124, start 2010 2. Grant Square, LLC, real estate, Member, San Diego, CA 92106, start 2014 3. Villa de la Paz, LLC, real estate, Member, San Diego, CA 92106, start 2014 4. Harbor Point, LLC, real estate, Member, San Diego, CA 92106, start 2014 5. Sierra Senior Living, LLC, assisted living, Member, no income, San Diego, CA 92106, start 2014 6. Mariposa Partners, Partnership, assisted living and real estate, General Partner, no income, La Mesa, CA 91941, start 2014
CRS (Client Relationship Summary) - RIA
Click below to view Michael Carl Harris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
January 25, 2008 - Present
TRIVANT CUSTOM PORTFOLIO GROUP LLC
Office #1: 600 W Broadway Suite 225, San Diego, CA 92101RIA
CRD#: 129803
SAN DIEGO, CA
Past
November 20, 2003 - January 31, 2008
PRIVATE ASSET MANAGEMENT INC
RIA
CRD#: 106598
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRIVANT CUSTOM PORTFOLIO GROUP LLC
TRIVANT CUSTOM PORTFOLIO GROUP LLC
CRD#: 129803 / SEC#: 801-117351
RIA
Registered Investment Advisory firm - (9/13/2019 Approved)California
Registered Investment Advisory firm - (10/27/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/25/2008)
Current Firm
TC
TRIVANT CUSTOM PORTFOLIO GROUP LLC
TRIVANT CUSTOM PORTFOLIO GROUP LLC
CRD#: 129803 / SEC#: 801-117351
RIA
Registered Investment Advisory firm - (9/13/2019 Approved)California
Registered Investment Advisory firm - (10/27/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 W Broadway Suite 225, San Diego, CA 92101
Mailing Address
Phone number
(619) 286-3930
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 337 |
| AUM (Assets Under Management) | $ 217,540,000 |
Red Flags
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