Leland W. Miklovic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leland William Miklovic was a registered financial professional .
Leland is a previously registered financial professional and started their career in finance in 2003. Leland had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2014 - April 6, 2022
BURCH & COMPANY, INC
November 17, 2011 - December 20, 2012
CAYMUS SECURITIES LLC
April 12, 2010 - November 30, 2010
WESTBURY GROUP LLC
June 1, 2009 - March 31, 2010
MORGAN STANLEY
May 9, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
December 18, 2003 - April 18, 2007
CAYMUS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
BURCH & COMPANY, INC
CRD#: 102280 / SEC#: , 8-52121
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
