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DS

David O. St Peter

TRADEMAS
San Francisco, CA 94108
Some features on this profile are disabled
CRD#: 4698672
DS

Professional summary

David O St Peter JR, who also goes by David Orrin St Peter, David Orrin St. Peter Jr, David Orrin St. Peter, is a registered financial professional currently at TRADEMAS INC. located in San Francisco, California.

David is registered as a RR (Registered Representative) and started their career in finance in 2004. David has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 45, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

David Orrin St Peter | David Orrin St. Peter Jr | David Orrin St. Peter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David O St Peter JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 14, 2025 - Present

TRADEMAS INC.

Office #1: Nyse Arca Options 120 Kearney Street, Suite 200, San Francisco, CA 94108
BD
CRD#: 130030
San Francisco, CA
Past

September 20, 2017 - January 31, 2025

STUDENT OPTIONS, LLC

BD
CRD#: 31626
SAN FRANCISCO, CA
Past

February 1, 2017 - September 19, 2017

X-CHANGE FINANCIAL ACCESS, LLC

BD
CRD#: 126201
CHICAGO, IL
Past

August 3, 2015 - February 1, 2017

DASH FINANCIAL TECHNOLOGIES LLC

BD
CRD#: 104031
CHICAGO, IL
Past

May 3, 2012 - August 3, 2015

X-CHANGE FINANCIAL ACCESS, LLC

BD
CRD#: 126201
CHICAGO, IL
Past

May 10, 2004 - April 30, 2012

SRT SECURITIES LLC

BD
CRD#: 33725
BIRMINGHAM, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/22/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 45
Date: 8/3/2005
PCX Floor Broker Exam
General Industry/Product Exam
RR
Series 7
Date: 9/9/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/2/2025
Registered Options Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
New York Stock Exchange

Current Firm

TI
TRADEMAS INC.
BOWERS SECURITIES INC. | TRADEMAS INC. | JOHN MATTHEW BOWERS | JOHN M. BOWERS, SOLE PROPRIETOR | JMB, SOLE PROPRIETOR

CRD#: 130030 / SEC#: , 8-66292

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
Nyse Trading Floor 11 Wall Street, New York, NY 10005
Mailing Address
Accounting & Compliance International 77 Water Street, Suite 1604, New York, NY 10005
Phone number
(212) 668-8700
Established
New York since 08/25/2006
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MASIELLO, FRANK THOMASCEO/PRES/TREAS/SECY/COO4490475
ATTANASIO, ELIZABETH MARIEFINOP/PFO/POO5325007
SCHEPPS, MARK HCCO2042034

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADEMAS INC.

CRD#: 130030San Francisco, CA 94108

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