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JL

John Michael Langenderfer

HUNTINGTON SECURITIES
Cincinnati, OH
·CRD# 4698338·23 years experience

Professional Summary

John Michael Langenderfer is a registered financial advisor currently at HUNTINGTON SECURITIES, INC. located in Cincinnati, Ohio. John is registered as a RR (Registered Representative) and started their career in finance in 2003. John has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

HUNTINGTON SECURITIES, INC.·CRD# 2261
BD
525 Vine Street, Cincinnati, OH 45202
February 24, 2020 - Present
THE HUNTINGTON INVESTMENT COMPANY·CRD# 16986
BD
Cincinnati, OH
February 16, 2017 - February 24, 2020
U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
BD
Cincinnati, OH
August 4, 2010 - July 30, 2015
LUDLOW WARD SECURITIES LLC·CRD# 137107
BD
Terrace Park, OH
January 14, 2008 - November 3, 2008
KEYBANC CAPITAL MARKETS INC.·CRD# 566
BD
Cleveland, OH
August 27, 2003 - October 4, 2006

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Current Firm

HS
HUNTINGTON SECURITIES, INC.

HUNTINGTON CAPITAL MARKETS | HUTCHINSON, SHOCKEY, ERLEY & CO. | HUTCHINSON SHOCKEY ERLEY | HUNTINGTON SECURITIES, INC.

CRD#: 2261 / SEC#: 8-5761
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

41 South High St, Columbus, OH 43287

Mailing Address

41 South High St, Columbus, OH 43287

Phone Number

(312) 443-1560

Established

Delaware since 02/08/1957

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (30 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HUNTINGTON BANCSHARES INCORPORATEDDIRECT OWNER—
BEEKMAN, TODD ANDREWDIRECTOR6291198
BORRELLI, MARK ROBERTGENERAL COUNSEL/SECRETARY6803711
COSTANZO, SAMANTHA ANNDIRECTOR4133695
DIBOWSKI, TERRAHEAD OF BROKERAGE OPERATIONS5468840
FITZSIMMONS, DAVID RAYMONDHEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR4245434
HERBERT, KATHERINE ELEANORCONTROLLER/FINOP6412263
HOHENSTEIN, THOMASCFO3123815
KLEINMAN, SCOTT DAVIDDIRECTOR2357636
MILCETICH, MATTHEW LOUISPRESIDENT6419334
SZWAGULAK, JOHN W IIICHIEF COMPLIANCE OFFICER4033023
WALTHER, KATHLEENDIRECTOR7858303

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Ohio
(2/24/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jul 2013About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Aug 2003About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2020About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Michael Langenderfer's CRS (Customer Relationship Summary).

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