Emily B. Meyer
Professional summary
Emily Barnwell Meyer, who also goes by Emily Barnwell Lawrence, Emily B Meyer, is a registered financial advisor currently at NORTHERN TRUST INVESTMENTS, INCORPORATED located in East Greenwich, Rhode Island and NORTHERN TRUST SECURITIES, INC. located in Chicago, Illinois.
Emily is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Emily has worked at 6 firms and has passed the Series 65, Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Emily Barnwell Meyer's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2016 - Present
NORTHERN TRUST INVESTMENTS, INCORPORATED
January 20, 2016 - Present
NORTHERN TRUST SECURITIES, INC.
Office #1: 181 West Madison, Chicago, IL 60675January 7, 2016 - January 29, 2016
RACE ROCK CAPITAL LLC
June 7, 2011 - March 1, 2013
FORESIDE FUND SERVICES, LLC
July 7, 2004 - January 28, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
May 26, 2004 - May 18, 2011
FIDELITY DISTRIBUTORS COMPANY LLC
November 3, 2003 - March 17, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
October 20, 2003 - March 17, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD#: 105780 / SEC#: 801-33358
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2016)
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Exams
FINRA
Current Firm
NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD#: 105780 / SEC#: 801-33358
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,475 |
| AUM (Assets Under Management) | $ 1,114,770,223,733 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 09/27/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
