AS
Alan R. Sasserath
MADISON GLOBAL ADVISORS LLC
Hauppauge, NY 11788
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CRD#: 4697788
AS
Professional summary
Alan Robert Sasserath, who also goes by Alan Sasserath, is a registered financial advisor currently at MADISON GLOBAL ADVISORS LLC located in Hauppauge, New York and MADISON GLOBAL PARTNERS LLC located in Hauppauge, New York.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Alan has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alan Sasserath
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Alan R Sasserath CPA PC, owner, CPA firm, 4175 Veterans Memorial Highway, Ronkonkoma, New York, 11779. Not investment related, 175 hours per month.Strata Financial, LLC, Managing Member, provides high net-worth planning and advisory services. 1-5 hours per month. 4175 Veterans Memorial Highway, Ronkonkoma, New York, 11779. Investment relatedS&C 4175 Partners, LLC, Managing Member, real estate investment holding company. 0 hours per month. 4175 Veterans Memorial Highway, Ronkonkoma, New York, 11779. Not investment related. 4175 Vets Partners, Member, real estate holding company. 0 hours. 4175 Veterans Memorial Highway, Ronkonkoma, New York, 11779. Strata Equities 4175 Veterans Memorial Highway, Ronkonkoma, New York, 11779, Investment related, as needed. Strata Insurance, 4175 Veterans Memorial Highway, Ronkonkoma, New York, 11779 1-5 hours per month Strata Holdings LLC, 4175 Veterans Memorial Highway, Ronkonkoma, New York, 11779, makes private and public stock investments, 6 hours per month.Strata Royal Pets, 4175 Veterans Memorial Highway, Ronkonkoma, New York, 11779, Owns Pet Stores, not investment related, 1 hour per month.Strata Coverage LLC, 4175 Veterans Memorial Highway, Ronkonkoma, New York, 11779, Insurance, not investment related, 2 hours per month.Strata Broadway Mall LLC, part owner Broadway Mall Hicksville, New York, not investment related, 1 hour per month.Strata Mineola Bridge LLC, 4175 Veterans Memorial Highway, Ronkonkoma, New York, 11779, Investment in a Real estate development project on investment related, 1 hour per month.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Robert Sasserath's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2023 - Present
MADISON GLOBAL ADVISORS LLC
Office #1: 350 Motor Parkway Suite 205, Hauppauge, NY 11788RIA
CRD#: 288894
Hauppauge, NY
Current
August 11, 2023 - Present
MADISON GLOBAL PARTNERS LLC
Office #1: 350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788BD
CRD#: 285406
Hauppauge, NY
Past
May 13, 2014 - May 25, 2023
SHELTER ROCK MANAGEMENT, LLC
RIA
CRD#: 142739
Ronkonkoma, NY
Past
July 30, 2012 - February 21, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
February 18, 2005 - September 23, 2011
WBB SECURITIES, LLC
BD
CRD#: 118440
EAST NORTHPORT, NY
Past
August 28, 2003 - February 22, 2005
WALL STREET FINANCIAL GROUP, INC.
BD
CRD#: 35830
VICTOR, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MG
MADISON GLOBAL ADVISORS LLC
MADISON GLOBAL ADVISORS LLC | MADISON GLOBAL PARTNERS LLC
CRD#: 288894 / SEC#: 801-125976
RIA
Registered Investment Advisory firm - (8/19/2022 Approved)Florida
Registered Investment Advisory firm - (9/7/2022 Terminated)New Jersey
Registered Investment Advisory firm - (9/30/2022 Terminated)New York
Registered Investment Advisory firm - (9/7/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(5/18/2023)
RR
Florida(7/1/2024)
IAR
New Jersey(9/21/2023)
IAR
New York(4/11/2023)
RR
New York(6/28/2024)
RR
Tennessee(7/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/26/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MG
MADISON GLOBAL ADVISORS LLC
MADISON GLOBAL ADVISORS LLC | MADISON GLOBAL PARTNERS LLC
CRD#: 288894 / SEC#: 801-125976
RIA
Registered Investment Advisory firm - (8/19/2022 Approved)Florida
Registered Investment Advisory firm - (9/7/2022 Terminated)New Jersey
Registered Investment Advisory firm - (9/30/2022 Terminated)New York
Registered Investment Advisory firm - (9/7/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
350 Motor Parkway Suite 205, Hauppauge, NY 11788
Mailing Address
Phone number
(631) 240-4155
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 178 |
| AUM (Assets Under Management) | $ 80,400,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
