Marisa B. Lindsey
Professional summary
Marisa Beth Lindsey, AIF®, who also goes by Marisa Beth White, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Charlotte, North Carolina and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Marisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Marisa has worked at 9 firms and has passed the Series 63, Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marisa Beth Lindsey's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 22, 2021 - Present
EMPOWER ADVISORY GROUP, LLC
October 21, 2021 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111May 18, 2021 - August 23, 2021
ASCENSUS INVESTMENT ADVISORS, LLC
April 5, 2017 - December 31, 2020
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.
August 12, 2013 - March 8, 2017
FIRST CITIZENS INVESTOR SERVICES, INC.
August 12, 2013 - March 8, 2017
FIRST CITIZENS INVESTOR SERVICES, INC.
December 21, 2012 - August 9, 2013
NEWPORT GROUP SECURITIES, INC.
December 19, 2012 - August 9, 2013
NEWPORT GROUP SECURITIES, INC.
October 2, 2007 - December 4, 2012
PRINCIPAL SECURITIES, INC.
August 8, 2005 - December 4, 2012
PRINCIPAL SECURITIES, INC.
December 18, 2003 - August 11, 2004
WELLS FARGO INVESTMENTS, LLC
August 25, 2003 - September 9, 2003
SECURITIES SERVICE NETWORK, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2024)
(11/1/2024)
(6/17/2025)
(11/22/2021)
(11/22/2021)
(11/22/2021)
(11/22/2021)
(9/30/2025)
(11/1/2024)
(11/22/2021)
Exams
Series 6TO
Date: 10/21/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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