Douglas Creutz
Professional summary
Douglas Creutz, who also goes by Douglas Lippel Creutz, Douglas Lippl Creutz, is a registered financial professional currently at TD SECURITIES (USA) LLC located in Stamford, Connecticut.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 2003. Douglas has worked at 2 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Creutz's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: 262 Harbor Drive 2nd Floor, Stamford, CT 06902March 7, 2024 - April 11, 2024
TD SECURITIES (USA) LLC
October 20, 2003 - April 11, 2024
COWEN AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2024)
(4/11/2024)
Exams
FINRA
Nasdaq Stock Market
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| ORTIZ, JORGE LUIS | FINANCIAL & OPERATIONS PRINCIPAL | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
| WONG, KRISTIE | CHIEF FINANCIAL OFFICER | 4725261 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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