Gregory L. Zane
STRATEGIC ADVISERS LLC | Financial Consultant
ROCKLIN, CA
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CRD#: 4697572
Professional summary
Gregory Leland Zane, CFP®, who also goes by Gregory Leland Zane, Gregory Zane, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Rocklin, California and FIDELITY BROKERAGE SERVICES LLC located in Roseville, California.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Gregory has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Biography
My top priority is helping you and those that you care about achieve peace of mind. Through comprehensive financial planning we can work together to create a financial roadmap that is easy to understand and simple to execute. As your partner in this process, I will work with you to address the important financial decisions that need to be made, and the steps that need to be taken, both now and in the years to come.
Question & Answer
What are your service offerings?
Investment Planning
Social Security Planning
Retirement Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Gregory Leland Zane | Gregory Zane
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Leland Zane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Education
California Polytechnic State University, San Luis Obispo
Bachelor of Science (BS) - Industrial Technology
2003
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1261 Roseville Parkway, Roseville, CA 95678-9998RIA
CRD#: 104555
ROCKLIN, CA
Current
September 8, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1261 Roseville Parkway, Roseville, CA 95678-9998BD
CRD#: 7784
ROSEVILLE, CA
Past
September 13, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ROSEVILLE, CA
Past
August 27, 2019 - August 12, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Roseville, CA
Past
July 25, 2019 - August 12, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Roseville, CA
Past
December 7, 2007 - July 12, 2019
PRINCIPAL FUNDS DISTRIBUTOR, INC.
BD
CRD#: 43261
DES MOINES, IA
Past
September 22, 2003 - October 5, 2007
E*TRADE SECURITIES LLC
BD
CRD#: 29106
JERSEY CITY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(12/21/2022)
RR
Arizona(7/21/2023)
RR
California(9/8/2021)
IAR
California(3/31/2025)
RR
Colorado(3/2/2024)
RR
Florida(9/29/2023)
RR
Hawaii(3/4/2022)
RR
Idaho(3/4/2022)
RR
Illinois(5/24/2024)
RR
Michigan(3/2/2024)
RR
Nevada(9/8/2021)
RR
New Mexico(3/4/2022)
RR
Oregon(12/21/2022)
RR
South Carolina(9/22/2025)
RR
Tennessee(7/18/2022)
RR
Texas(9/8/2021)
IAR
Texas(3/31/2025)
RR
Washington(3/4/2022)
RR
West Virginia(5/8/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
