Geoffrey M. Thornett
Professional summary
Geoffrey Matthew Thornett, who also goes by G. Matthew Thornett, Matt Thornett, is a registered financial advisor currently at KEEL POINT, LLC located in Vienna, Virginia and KEEL POINT CAPITAL, LLC located in Tysons, Virginia.
Geoffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Geoffrey has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Geoffrey Matthew Thornett's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2015 - Present
KEEL POINT, LLC
Office #1: 8065 Leesburg Pike Suite 300, Vienna, VA 22182January 2, 2015 - Present
KEEL POINT CAPITAL, LLC
Office #1: 8405 Greensboro Drive Suite 900, Tysons, VA 22102August 26, 2009 - December 31, 2014
WFG INVESTMENTS, INC.
April 3, 2006 - August 27, 2009
AMERICAN SECURITIES GROUP, INC.
March 31, 2006 - December 31, 2014
KEEL POINT ADVISORS, LLC
June 2, 2004 - March 31, 2006
PRIVATE CONSULTING GROUP, INC.
September 12, 2003 - March 31, 2006
PRIVATE CONSULTING GROUP, INC.
Primary Firm SEC Registration
KEEL POINT, LLC
CRD#: 127902 / SEC#: 801-62249
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2015)
(8/29/2017)
(8/12/2017)
(2/4/2015)
(1/2/2015)
(11/1/2017)
(2/25/2015)
(1/5/2016)
(2/10/2015)
(8/29/2017)
(9/18/2018)
(1/2/2015)
(11/13/2017)
(9/1/2017)
(3/13/2015)
(3/13/2015)
(8/12/2017)
(8/12/2017)
(8/29/2017)
(3/19/2020)
(1/2/2015)
(1/2/2015)
(8/12/2017)
(8/30/2017)
(1/7/2015)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
KEEL POINT, LLC
CRD#: 127902 / SEC#: 801-62249
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,626 |
| AUM (Assets Under Management) | $ 3,464,607,203 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/30/2025 | ||
| 01/26/2024 | ||
| 10/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
