EM
Evan Z. Miller
CETERA INVESTMENT ADVISERS LLC
WESTLAKE VILLAGE, CA 91362
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CRD#: 4696691
EM
Professional summary
Evan Zackary Miller, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Westlake Village, California and CETERA WEALTH SERVICES, LLC located in Westlake Village, California.
Evan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Evan has worked at 8 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)BRUNO FINANCIAL POSITION: Financial Advisor/CFP NATURE: Bruno Financial offer financial planning, retirement planning, and investment related tax planning. We build and manage clients portfolios to suit their needs and overall financial plan. Please refer to the about section on the company's website brunofinancial.net. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 01/06/2025 ADDRESS: 141 Duesenberg Dr., Suite 8, Westlake Village CA 91362, United States DESCRIPTION: Providing financial planning to clients Discussing Investment options Implementing Investment portfolios Reviewing and rebalancing Investment Portfolios Preparing and presenting financial projections using Emoney or another Avantax approved financial projection/planning software. Please refer to company website brunofinancial.net I will be working with Mr. Bruno and clients on all aspects of our client services 2) AEM CAPITAL GROUP POSITION: Manager or Member NATURE: We provide advice and analysis during Divorce to help people make financial decisions during the divorce process. We provide analysis (spreadsheets) and Financial projections to help people or couples evaluate the future financial impact of different options for asset division, child support and spousal support during their divorce. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/19/2024 ADDRESS: 31944 Village Center Drive, Westlake Village CA 91361, United States DESCRIPTION: Prepare and present analysis of financial issues during divorce Work with clients meditators or attorneys to help work through financial issues and decisions during dovirce Help clients understand and make decisions on asset division during divorce Help client understand the financial impact of different asset division
CRS (Client Relationship Summary) - RIA
Click below to view Evan Zackary Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 141 Duesenberg Drive Suite 8, Westlake Village, CA 91362RIA
CRD#: 105644
WESTLAKE VILLAGE, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 141 Duesenberg Dr. Suite 8, Westlake Village, CA 91362BD
CRD#: 13572
WESTLAKE VILLAGE, CA
Past
April 2, 2025 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
WESTLAKE VILLAGE, CA
Past
January 3, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Westlake Village, CA
Past
July 18, 2012 - September 25, 2023
FMB RETIREMENT SERVICES
RIA
CRD#: 164571
WESTLAKE VILLAGE, CA
Past
May 25, 2005 - July 2, 2012
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
WESTLAKE VILLAGE, CA
Past
February 22, 2005 - September 25, 2023
FMB WEALTH MANAGEMENT
RIA
CRD#: 122309
WESTLAKE VILLAGE, CA
Past
July 16, 2004 - May 26, 2005
FINANCIAL WEST GROUP
RIA
CRD#: 16668
WESTLAKE VILLAGE, CA
Past
August 18, 2003 - May 26, 2005
FINANCIAL WEST GROUP
BD
CRD#: 16668
RENO, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
IAR
California(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/2/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
