Vishal R. Savla
Professional summary
Vishal Ramesh Savla was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Vishal is a previously registered financial professional and started their career in finance in 2008. Prior to being barred, Vishal had worked at 3 firms, which includes NICO SECURITIES LLC, 303 EQUITY TRADING GROUP II LLC, PEAK6 CAPITAL MANAGEMENT LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2013 - August 22, 2013
NICO SECURITIES, LLC
March 21, 2011 - July 18, 2011
303 EQUITY TRADING GROUP II, LLC
October 20, 2008 - February 24, 2009
PEAK6 CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
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Exams
Series 56
Date: 1/31/2013
Proprietary Trader Qualification ExaminationSeries 44
Date: 10/2/2008
PCX Market Maker ExamCurrent Firm
NICO SECURITIES, LLC
CRD#: 133476 / SEC#: , 8-66727
Contact information
Documents
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