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Julianne Collins Dixon

CRD# 2529705·Registered 2002 - 2014
Previously Registered: Being a previously registered professional could mean that Julianne is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Julianne Collins Dixon, who also goes by Julie Ann Collins, Julie Ann Dixon, was a registered financial advisor. Julianne was a previously registered financial professional and started their career in finance 2002 - 2014. Julianne had worked at 9 firms and has passed the Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Julie Ann Collins, Julie Ann Dixon

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

ONTHREE FUND SUBSIDIARY, LLC·CRD# 150503
BD
Chicago, IL
June 24, 2014 - July 7, 2014
303 ALTERNATIVES, LLC·CRD# 166675
BD
Chicago, IL
June 24, 2014 - September 2, 2014
NICO SECURITIES, LLC·CRD# 133476
BD
Chicago, IL
August 7, 2013 - January 2, 2014
ZOO TRADING LLC·CRD# 167184
BD
Brooklyn, NY
May 29, 2013 - May 15, 2014
SUN TRADING EXECUTION SERVICES, LLC·CRD# 153574
BD
Chicago, IL
April 5, 2011 - April 18, 2011
HRT EXECUTION SERVICES LLC·CRD# 128491
BD
New York, NY
September 2, 2009 - April 18, 2011
CITADEL SECURITIES LLC·CRD# 116797
BD
Miami, FL
October 3, 2003 - February 4, 2004
CITADEL TRADING GROUP L.L.C.·CRD# 24514
BD
Chicago, IL
March 14, 2002 - February 4, 2004
ARAGON INVESTMENTS, LTD.·CRD# 37134
BD
Chicago, IL
March 14, 2002 - February 4, 2004

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Current Firm

OF
ONTHREE FUND SUBSIDIARY, LLC

303 OPPORTUNITIES II, LLC | ONTHREE FUND SUBSIDIARY, LLC

CRD#: 150503 / SEC#: 8-68265
BD
Terminated by SEC on 03/31/2016

Contact Information

Established

Illinois since 04/22/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ONTHREE FUND, LLCPARENT COMPANY—
ONTHREE MANAGEMENT, LLCMANAGING MEMBER—
PAGE, JOHN WILEYMANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER2859840

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Sep 2009About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2010About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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