Jeffrey D. Barton

ARKONIS CAPITAL LLC

Woodbury, NY 11791

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CRD#: 4696034

Professional summary

Jeffrey Daniel Barton is a registered financial professional currently at ARKONIS CAPITAL LLC located in Woodbury, New York.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2003. Jeffrey has worked at 17 firms and has passed the Series 66, Series 82TO, Series 79TO, Series 99TO, SIE, Series 7, Series 24, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Daniel Barton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2024 - Present

ARKONIS CAPITAL LLC

Office #1: 7600 Jericho Turnpike, Suite 304, Woodbury, NY 11791

CRD#: 147798

Woodbury, NY

Past

February 4, 2021 - August 13, 2021

CLEARLIST SECURITIES LLC

CRD#: 309455

NEW YORK, NY

Past

August 30, 2017 - December 11, 2019

GLOBAL SILICON VALLEY SECURITIES LLC

CRD#: 22882

SAN RAMON, CA

Past

April 1, 2017 - April 25, 2017

CRITO CAPITAL LLC

CRD#: 161724

WESTPORT, CT

Past

November 29, 2016 - February 6, 2017

DV FINANCIAL SERVICES, LLC

CRD#: 167107

PHOENIX, AZ

Past

November 2, 2016 - December 31, 2018

FORIS CAPITAL US LLC

CRD#: 282331

PORTSMOUTH, NH

Past

November 20, 2014 - January 22, 2021

SABLE CAPITAL LLC

CRD#: 113818

ST. LOUIS, MO

Past

November 13, 2014 - March 1, 2016

TRITON PACIFIC SECURITIES, LLC

CRD#: 139919

EL SEGUNDO, CA

Past

March 27, 2014 - April 17, 2015

DV FINANCIAL SERVICES, LLC

CRD#: 167107

PHOENIX, AZ

Past

March 7, 2014 - December 31, 2016

HARBOR LIGHT SECURITIES, LLC

CRD#: 130227

Ballwin, MO

Past

January 14, 2014 - March 31, 2014

INDEPENDENT INVESTMENT BANKERS, CORP.

CRD#: 154134

AUSTIN, TX

Past

November 19, 2012 - March 7, 2014

GENTRY SECURITIES LLC

CRD#: 155142

NEW YORK, NY

Past

August 1, 2012 - July 1, 2013

FENIX SECURITIES, LLC

CRD#: 159481

NEW YORK, NY

Past

July 21, 2011 - October 7, 2011

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

ST. LOUIS, MO

Past

May 9, 2011 - October 7, 2011

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Past

May 9, 2011 - October 7, 2011

STIFEL INDEPENDENT ADVISORS, LLC

CRD#: 28218

ST. LOUIS, MO

Past

February 27, 2007 - May 28, 2010

CM SECURITIES, LLC

CRD#: 127136

HENDERSON, NV

Past

October 25, 2004 - February 9, 2007

HORACE MANN INVESTORS, INC.

CRD#: 11643

SPRINGFIELD, IL

Past

October 8, 2003 - April 7, 2004

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NORTHBROOK, IL

Past

October 8, 2003 - April 7, 2004

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(1/10/2024)

District of Columbia
(1/19/2024)

Idaho
(1/23/2024)

Louisiana
(1/9/2024)

Maryland
(2/21/2024)

Puerto Rico
(1/16/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 9/18/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 82TO

Date: 1/5/2024

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/7/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/28/2007

General Securities Principal Examination

Principal/Supervisory Exam

Series 51

Date: 8/15/2006

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 11/16/2004

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ARKONIS CAPITAL LLC

ARKONIS CAPITAL LLC | SPREADZERO LLC | SPREAD ZERO, LLC

CRD#: 147798 / SEC#: , 8-67928

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

7600 Jericho Turnpike Suite 304, Woodbury, NY 11797

Mailing Address

7600 Jericho Turnpike Suite 304, Woodbury, NY 11797

Phone number

(917) 716-3542

Established

Delaware since 10/23/2007

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (41 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
AVRIO WORLDWIDE, PBC	PARENT
BARTON, JEFFREY DANIEL	CHIEF COMPLIANCE OFFICER	4696034
GEORGE, KENNETH RONALD	CFO/FINOP	2643369
MOLINARI, VINCENT ROBERT	PRESIDENT	1877970

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey D. Barton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Daniel Barton's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLEARLIST SECURITIES LLC

GLOBAL SILICON VALLEY SECURITIES LLC

CRITO CAPITAL LLC

DV FINANCIAL SERVICES, LLC

FORIS CAPITAL US LLC

SABLE CAPITAL LLC

TRITON PACIFIC SECURITIES, LLC

DV FINANCIAL SERVICES, LLC

HARBOR LIGHT SECURITIES, LLC

INDEPENDENT INVESTMENT BANKERS, CORP.

GENTRY SECURITIES LLC

FENIX SECURITIES, LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL INDEPENDENT ADVISORS, LLC

CM SECURITIES, LLC

HORACE MANN INVESTORS, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/18/2003

Series 82TO

Date: 1/5/2024

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/7/2003

Series 24

Date: 3/28/2007

Series 51

Date: 8/15/2006

Series 26

Date: 11/16/2004

FINRA

Current Firm

ARKONIS CAPITAL LLC

Contact information

FINRA licenses (41 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ARKONIS CAPITAL LLC

TRUST BUT VERIFY

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