MK
Michael J. Kramer
NEW EDGE WEALTH
Stamford, CT 06902
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CRD#: 4695966
MK
Professional summary
Michael Jeffrey Kramer is a registered financial advisor currently at NEW EDGE WEALTH located in Stamford, Connecticut and NEWEDGE SECURITIES, LLC located in Stamford, Connecticut.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Client's Trust Account Investment-Related: Yes Position/ Title: Trustee Duties: Mr. Kramer acts in the capacity of trustee for clients accounts. Trust Account Investment-Related: No Position/Title: Successor Trustee Duties: Mr. Kramer is listed as a successor trustee and will act in the capacity of trust for a family members account. 2.Remark Partners LLC*This entity serves as a family office for my family for regulatory purposes. It has no clients other than my wife and myself and has no revenue or income.*Yes Invest*0 Hrs*10/13/23* Hampton NY 11937 3.Alfred and Gail Engelberg - Trustee, Fiduciary*Serve as Fiduciary for Alfred Engelberg. Mr. Engelberg is my uncle. I serve as successor trustee for Mr. Engelberg and his wife and his charitable foundation. I may serve in other roles as a fiduciary - these may be present in documents that I do not have access to*Yes Invest*Mr. Engelberg is a client. I am not paid in my role in this OBA.*0Hrs*10/13/23 4.Engelberg Family Trust* am trustee of the Engelberg Family Trust. This trust was created by my uncle for the benefit of my family - wife, children, sister and her family*Yes Invest*0 hrs*10/13/23 5.NewEdge Wealth - IAR*IAR activity*Yes Invest*250 Hrs/250 DUring trade*10/13/20 6.MJK Advisors LLC*MJK Advisors is the LLC created when I joined NewEdge. It will receive compensation from advisory activities*Yes Invest*2 Hrs per mnth/2hrs trade*10/13/23*East Hampton NY 7.Thomas and Allison Franco Trusts, 555 West 22nd Street, Apt. 11BW, NY, NY 10011, Investment Related, Trustee, Start of Relationship - 12/1/2020, 0 hours per month devoted to Trustee role, 0 hours devoted during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Jeffrey Kramer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 13, 2023 - Present
NEW EDGE WEALTH
Office #1: 2200 Atlantic Street Suite 200, Stamford, CT 06902RIA
CRD#: 307771
Stamford, CT
Current
October 13, 2023 - Present
NEWEDGE SECURITIES, LLC
Office #1: 2200 Atlantic Street 2nd Fl South, Stamford, CT 06902BD
CRD#: 10674
Stamford, CT
Past
September 29, 2023 - October 14, 2023
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
February 9, 2021 - October 20, 2023
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
RIA
CRD#: 108559
New York, NY
Past
February 5, 2021 - September 29, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
BD
CRD#: 105108
NEW YORK, NY
Past
March 27, 2019 - February 9, 2021
B. RILEY WEALTH MANAGEMENT
RIA
CRD#: 2543
New York, NY
Past
November 15, 2018 - February 9, 2021
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
New York, NY
Past
November 30, 2017 - November 19, 2018
B. RILEY SECURITIES, INC.
BD
CRD#: 25027
NEW YORK, NY
Past
November 19, 2015 - November 30, 2017
B. RILEY & CO., LLC
BD
CRD#: 40355
NEW YORK, NY
Past
August 14, 2013 - February 16, 2021
B. RILEY CAPITAL MANAGEMENT
RIA
CRD#: 160510
New York, NY
Past
July 20, 2005 - September 7, 2012
LADENBURG THALMANN ASSET MANAGEMENT INC
RIA
CRD#: 108604
NEW YORK, NY
Past
May 6, 2005 - November 20, 2015
LADENBURG THALMANN & CO. INC.
BD
CRD#: 505
NEW YORK, NY
Past
October 7, 2003 - June 14, 2005
NBGI SECURITIES INC.
BD
CRD#: 104322
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/6/2024)
RR
Connecticut(10/13/2023)
IAR
Connecticut(10/13/2023)
RR
Delaware(10/13/2023)
RR
Florida(10/13/2023)
RR
Georgia(10/13/2023)
RR
Illinois(10/13/2023)
RR
Maryland(10/13/2023)
RR
Massachusetts(10/13/2023)
RR
Michigan(10/13/2023)
RR
Minnesota(10/13/2023)
RR
New Jersey(10/13/2023)
RR
New York(10/13/2023)
IAR
New York(10/13/2023)
RR
Pennsylvania(10/13/2023)
RR
South Carolina(10/13/2023)
RR
Texas(10/13/2023)
IAR
Texas(10/16/2023)
RR
Virginia(10/13/2023)
RR
Washington(10/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2200 Atlantic Street Suite 200, Stamford, CT 06902
Mailing Address
Phone number
(203) 424-2262
Established
Firm type
Fiscal year end
# of Employees
152
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,680 |
| AUM (Assets Under Management) | $ 12,064,984,416 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 01/27/2023 | ||
| 07/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
