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Michael Jeffrey Kramer

NEW EDGE WEALTH
STAMFORD, CT
·CRD# 4695966·23 years experience

Professional Summary

Michael Jeffrey Kramer is a registered financial advisor currently at NEW EDGE WEALTH located in Stamford, Connecticut and NEWEDGE SECURITIES, LLC located in Stamford, Connecticut. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

Current

NEW EDGE WEALTHCurrent·CRD# 307771
RIA
2200 Atlantic Street Suite 200, Stamford, CT 06902
October 13, 2023 - Present
NEWEDGE SECURITIES, LLCCurrent·CRD# 10674
BD
2200 Atlantic Street 2nd Fl South, Stamford, CT 06902
October 13, 2023 - Present

Past

J.P. MORGAN PRIVATE WEALTH ADVISORS LLCPast·CRD# 108559
RIA
New York, NY
February 9, 2021 - October 20, 2023
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
New York, NY
September 29, 2023 - October 14, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLCPast·CRD# 105108
BD
New York, NY
February 5, 2021 - September 29, 2023
B. RILEY CAPITAL MANAGEMENTPast·CRD# 160510
RIA
New York, NY
August 14, 2013 - February 16, 2021
B. RILEY WEALTH MANAGEMENTPast·CRD# 2543
RIA
New York, NY
March 27, 2019 - February 9, 2021
B. RILEY WEALTH MANAGEMENTPast·CRD# 2543
BD
New York, NY
November 15, 2018 - February 9, 2021
B. RILEY SECURITIES, INC.Past·CRD# 25027
BD
New York, NY
November 30, 2017 - November 19, 2018
B. RILEY & CO., LLCPast·CRD# 40355
BD
New York, NY
November 19, 2015 - November 30, 2017
LADENBURG THALMANN & CO. INC.Past·CRD# 505
BD
New York, NY
May 6, 2005 - November 20, 2015
LADENBURG THALMANN ASSET MANAGEMENT INCPast·CRD# 108604
RIA
New York, NY
July 20, 2005 - September 7, 2012
NBGI SECURITIES INC.Past·CRD# 104322
BD
New York, NY
October 7, 2003 - June 14, 2005

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Current Firm

NE
NEW EDGE WEALTH

ALIGNED BY NEWEDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEWEDGE FAMILY OFFICE | NEW EDGE WEALTH LLC | NEW EDGE WEALTH

CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - SEC (3/25/2020 Approved)
Maryland
Registered Investment Advisory firm - Maryland (2/28/2020 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/25/2020 Terminated)
South Dakota
Registered Investment Advisory firm - South Dakota (2/24/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (2/24/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2200 Atlantic Street Suite 200, Stamford, CT 06902

Phone Number

(203) 424-2262

# of Employees

211

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NEWEDGE WEALTH LLC WRAP FEE PROGRAM BROCHURE (4/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

19,593

AUM (Assets Under Management)

$19,926,358,801

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/19/2025Cover PageReport
01/27/2025Cover PageReport
12/22/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Client's Trust Account Investment-Related: Yes Position/ Title: Trustee Duties: Mr. Kramer acts in the capacity of trustee for clients accounts. Trust Account Investment-Related: No Position/Title: Successor Trustee Duties: Mr. Kramer is listed as a successor trustee and will act in the capacity of trust for a family members account. 2.Remark Partners LLC*This entity serves as a family office for my family for regulatory purposes. It has no clients other than my wife and myself and has no revenue or income.*Yes Invest*0 Hrs*10/13/23* Hampton NY 11937 3.Alfred and Gail Engelberg - Trustee, Fiduciary*Serve as Fiduciary for Alfred Engelberg. Mr. Engelberg is my uncle. I serve as successor trustee for Mr. Engelberg and his wife and his charitable foundation. I may serve in other roles as a fiduciary - these may be present in documents that I do not have access to*Yes Invest*Mr. Engelberg is a client. I am not paid in my role in this OBA.*0Hrs*10/13/23 4.Engelberg Family Trust* am trustee of the Engelberg Family Trust. This trust was created by my uncle for the benefit of my family - wife, children, sister and her family*Yes Invest*0 hrs*10/13/23 5.NewEdge Wealth - IAR*IAR activity*Yes Invest*250 Hrs/250 DUring trade*10/13/20 6.MJK Advisors LLC*MJK Advisors is the LLC created when I joined NewEdge. It will receive compensation from advisory activities*Yes Invest*2 Hrs per mnth/2hrs trade*10/13/23*East Hampton NY 7.Thomas and Allison Franco Trusts, 555 West 22nd Street, Apt. 11BW, NY, NY 10011, Investment Related, Trustee, Start of Relationship - 12/1/2020, 0 hours per month devoted to Trustee role, 0 hours devoted during trading hours.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW EDGE WEALTH

ALIGNED BY NEWEDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEWEDGE FAMILY OFFICE | NEW EDGE WEALTH LLC | NEW EDGE WEALTH

CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - SEC (3/25/2020 Approved)
Maryland
Registered Investment Advisory firm - Maryland (2/28/2020 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/25/2020 Terminated)
South Dakota
Registered Investment Advisory firm - South Dakota (2/24/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (2/24/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(6/6/2024)
RR
Connecticut
(10/13/2023)
IAR
Connecticut
(10/13/2023)
RR
Florida
(10/13/2023)
RR
Maryland
(10/13/2023)
RR
Massachusetts
(10/13/2023)
RR
Minnesota
(10/13/2023)
RR
New Jersey
(10/13/2023)
RR
New York
(10/13/2023)
IAR
New York
(10/13/2023)
RR
North Carolina
(1/4/2026)
RR
Pennsylvania
(10/13/2023)
RR
South Carolina
(10/13/2023)
RR
Texas
(10/13/2023)
IAR
Texas
(10/16/2023)
RR
Virginia
(10/13/2023)
RR
Washington
(10/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2004About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2003About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Dec 2007About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed May 2007About the Series 9 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Jeffrey Kramer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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