Michael S. Razewski

DOUGLAS C. LANE & ASSOCIATES

New York, NY 10017

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CRD#: 4695868

Professional summary

Michael S Razewski is a registered financial advisor currently at DOUGLAS C. LANE & ASSOCIATES located in New York, New York.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Michael has worked at 2 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael S Razewski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2021 - Present

DOUGLAS C. LANE & ASSOCIATES

Office #1: One Dag Hammarskjold Plaza 885 Second Avenue 42 Floor, New York, NY, 10017

RIA

CRD#: 282563

New York, NY

Past

December 11, 2003 - September 15, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

October 31, 2003 - September 15, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOUGLAS C. LANE & ASSOCIATES

DOUGLAS C. LANE & ASSOCIATES | DOUGLAS LANE & ASSOCIATES, LLC

CRD#: 282563 / SEC#: 801-107161

RIA

Registered Investment Advisory firm - (1/1/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/10/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 8/20/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/30/2003

General Securities Representative Examination

Current Firm

DOUGLAS C. LANE & ASSOCIATES

DOUGLAS C. LANE & ASSOCIATES | DOUGLAS LANE & ASSOCIATES, LLC

CRD#: 282563 / SEC#: 801-107161

RIA

Registered Investment Advisory firm - (1/1/2016 Approved)

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Contact information

Main Address

One Dag Hammarskjold Plaza 885 Second Avenue 42 Floor, New York, NY, 10017

Mailing Address

Phone number

(212) 262-7670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DCLA BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	5,608
AUM (Assets Under Management)	$ 8,230,575,270

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/12/2024	Cover Page	Report
12/15/2023	Cover Page	Report
08/03/2022	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael S. Razewski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael S Razewski's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOUGLAS C. LANE & ASSOCIATES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

DOUGLAS C. LANE & ASSOCIATES

State Registrations and Notice Filings

Exams

Series 66

Date: 12/10/2003

Series 31

Date: 8/20/2004

Series 7

Date: 10/30/2003

Current Firm

DOUGLAS C. LANE & ASSOCIATES

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DOUGLAS C. LANE & ASSOCIATES

TRUST BUT VERIFY

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