Perry K. Jeffries

DIAMOND EQUITY ADVISORS

Columbus, OH 43219

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CRD#: 4695547

Professional summary

Perry Keith Jeffries III, who also goes by Perry Keith Jeffries, is a registered financial advisor currently at DIAMOND EQUITY ADVISORS located in Columbus, Ohio.

Perry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Perry has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Perry Keith Jeffries

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ISAGENIX DBA PHY-NANCIALLY FIT 2225 CHANDLER, ARIZONA 85286 MARKETING NUTRITIONAL SUPPLEMENTS AND COACHING AND DEVELOPMENT OF NEWER REPS. STARTED 04/26/2013 INDEFINITE TERM. 5-10 HOURS A WEEK. PROVIDE HEALTH AND WELLNESS SOLUTIONS THROUGH DIRECT SELLING OF NUTRITIONAL SUPPLEMENTS. PHY-NANCIALLY FIT LLC. WEB-BASED COMPANY PROVIDING HEALTH AND MONEY MANAGEMENT ADVICE AND EDUCATION. LIFETIME FITNESS PERSONAL TRAINER. PART TIME EVENINGS AND SATURDAYS. NO MORE THAN 18 HRS. PER WEEK INSURANCE SALES LINCOLN HERTIAGE, ALLIANZ, MASS MUTUAL. Stone Gate Properties LLC; Owner; Investment Related; Location: 7325 Stone Gate Drive New Albany OH 43054; Description: LLC set up to Acquire Rental Properties ; Responsibilities Duties: Acquire and Finance Real-Estate Properties ; Start date: 2024-01-27; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 5.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Perry Keith Jeffries III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2019 - Present

DIAMOND EQUITY ADVISORS

Office #1: 4200 Regent Street, Suite 200, Columbus, OH 43219

RIA

CRD#: 306451

Columbus, OH

Past

July 26, 2016 - October 31, 2019

FIRST HEARTLAND CONSULTANTS, INC.

RIA

CRD#: 110377

Columbus, OH

Past

July 11, 2016 - October 31, 2019

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

COLUMBUS, OH

Past

September 18, 2014 - July 26, 2016

HARDIMAN INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 169861

Columbus, OH

Past

October 1, 2012 - July 25, 2014

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

WESTERVILLE, OH

Past

October 1, 2012 - July 25, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

WESTERVILLE, OH

Past

February 2, 2009 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

COLUMBUS, OH

Past

January 30, 2009 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

COLUMBUS, OH

Past

April 13, 2004 - January 20, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

COLUMBUS, OH

Past

April 12, 2004 - January 20, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

COLUMBUS, OH

Past

February 23, 2004 - March 1, 2004

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

December 18, 2003 - February 26, 2004

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

October 27, 2003 - November 20, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

COLUMBUS, OH

Past

October 20, 2003 - November 20, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 20, 2003 - November 20, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(3/1/2021)

IAR

Ohio
(12/17/2019)

IAR

Texas
(3/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/15/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/2003

General Securities Representative Examination

Current Firm

DIAMOND EQUITY ADVISORS

DIAMOND EQUITY ADVISORS | DIAMOND EQUITY ADVISORS, LLC

CRD#: 306451 / SEC#:

Louisiana

Registered Investment Advisory firm - (3/1/2021 Approved)

Ohio

Registered Investment Advisory firm - (12/17/2019 Approved)

Texas

Registered Investment Advisory firm - (3/12/2021 Conditional Restricted)

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Contact information

Main Address

4200 Regent Street, Suite 200, Columbus, OH 43219

Mailing Address

Phone number

(614) 763-6553

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	137
AUM (Assets Under Management)	$ 13,797,276

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Perry K. Jeffries

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Perry Keith Jeffries III's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND CAPITAL, INC.

HARDIMAN INVESTMENT MANAGEMENT, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

EDWARD JONES

NYLIFE SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/15/2004

SIE

Date: 10/1/2018

Series 7

Date: 10/17/2003

Current Firm

DIAMOND EQUITY ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DIAMOND EQUITY ADVISORS

TRUST BUT VERIFY

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