DM
Daniel M. Martin
STATE FARM VP MANAGEMENT
BLOOMINGTON, IL 61710-0001
Some features on this profile are disabled
CRD#: 4695501
DM
Professional summary
Daniel Mark Martin, who also goes by Dan Martin, is a registered financial professional currently at STATE FARM VP MANAGEMENT CORP. located in Bloomington, Illinois.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2004. Daniel has worked at 2 firms and has passed the Series 63, Series 66, Series 6TO, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Dan Martin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Daniel Mark Martin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2019 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: One State Farm Plaza, Bloomington, IL 61710-0001BD
CRD#: 43036
BLOOMINGTON, IL
Past
October 13, 2005 - May 20, 2015
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Past
June 9, 2005 - September 27, 2005
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
BLOOMINGTON, IL
Past
January 1, 2004 - September 27, 2005
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/18/2024)
RR
Alaska(9/23/2024)
RR
Arizona(5/31/2024)
RR
Arkansas(9/19/2024)
RR
California(9/19/2024)
RR
Colorado(5/20/2024)
RR
Connecticut(5/21/2024)
RR
Delaware(9/24/2024)
RR
District of Columbia(5/23/2024)
RR
Florida(5/21/2024)
RR
Georgia(9/19/2024)
RR
Hawaii(10/18/2024)
RR
Idaho(5/22/2024)
RR
Illinois(6/14/2019)
RR
Indiana(9/19/2024)
RR
Iowa(9/19/2024)
RR
Kansas(9/18/2024)
RR
Kentucky(9/23/2024)
RR
Louisiana(5/30/2024)
RR
Maine(9/18/2024)
RR
Maryland(5/30/2024)
RR
Massachusetts(9/18/2024)
RR
Michigan(9/20/2024)
RR
Minnesota(9/18/2024)
RR
Mississippi(9/19/2024)
RR
Missouri(9/19/2024)
RR
Montana(9/19/2024)
RR
Nebraska(9/18/2024)
RR
Nevada(9/18/2024)
RR
New Hampshire(9/19/2024)
RR
New Jersey(9/19/2024)
RR
New Mexico(9/19/2024)
RR
New York(9/19/2024)
RR
North Carolina(9/19/2024)
RR
North Dakota(9/23/2024)
RR
Ohio(5/20/2024)
RR
Oklahoma(9/18/2024)
RR
Oregon(9/19/2024)
RR
Pennsylvania(9/19/2024)
RR
Rhode Island(9/19/2024)
RR
South Carolina(9/19/2024)
RR
South Dakota(9/19/2024)
RR
Tennessee(9/20/2024)
RR
Texas(9/19/2024)
RR
Utah(9/19/2024)
RR
Vermont(9/18/2024)
RR
Virginia(9/19/2024)
RR
Washington(9/18/2024)
RR
West Virginia(9/19/2024)
RR
Wisconsin(9/19/2024)
RR
Wyoming(9/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 7/1/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SF
STATE FARM VP MANAGEMENT CORP.
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
One State Farm Plaza, Bloomington, IL 61710-0001
Mailing Address
One State Farm Plaza, Bloomington, IL 61710-0001
Phone number
(833) 430-8518
Established
Delaware since 11/27/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
