Kenneth A. Mccullum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Allen Mccullum, who also goes by Ken Mccullum, Kenneth A. Mccullum, Kenneth Mccullum, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 2003. Kenneth had worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2012 - May 22, 2015
CLARENDON INSURANCE AGENCY, INC.
May 7, 2010 - August 27, 2013
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
February 9, 2007 - April 5, 2010
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
June 28, 2006 - April 5, 2010
HARTFORD FUNDS DISTRIBUTORS, LLC
November 26, 2003 - April 5, 2010
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLARENDON INSURANCE AGENCY, INC.
CRD#: 7395 / SEC#: , 8-21590
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
