Prescott M. Rouse
Professional summary
Prescott Mcdermott Rouse, who also goes by Prescott Rouse, Scott Rouse, is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Silverdale, Washington.
Prescott is registered as a RR (Registered Representative) and started their career in finance in 2003. Prescott has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Prescott Mcdermott Rouse's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2008 - Present
THE O.N. EQUITY SALES COMPANY
November 28, 2005 - June 23, 2008
LPL FINANCIAL LLC
September 10, 2003 - December 6, 2005
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/13/2023)
(5/28/2026)
(5/28/2026)
(5/28/2026)
(6/16/2008)
Exams
FINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.