James L. Gillick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James L Gillick was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2004. James had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2017 - March 5, 2018
BRIDGEWATER WEALTH & FINANCIAL MANAGEMENT, LLC
April 3, 2009 - December 31, 2015
MTX WEALTH MANAGEMENT, LLC
June 12, 2006 - September 24, 2008
FORTIGENT, LLC
March 31, 2004 - June 12, 2006
LYDIAN WEALTH MANAGEMENT COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
BRIDGEWATER WEALTH & FINANCIAL MANAGEMENT, LLC
CRD#: 152965 / SEC#: 801-71137
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
