AG
Alok Gaur
EQT PARTNERS BD
Radnor, PA 19087
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CRD#: 4693996
AG
Professional summary
Alok Gaur is a registered financial professional currently at EQT PARTNERS BD, LLC located in Radnor, Pennsylvania.
Alok is registered as a RR (Registered Representative) and started their career in finance in 2005. Alok has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alok Gaur's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2023 - Present
EQT PARTNERS BD, LLC
Office #1: Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087Office #2: 2205 Enterprise Drive, Westchester, IL 60154BD
CRD#: 322826
Radnor, PA
Past
July 25, 2016 - December 12, 2022
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
BD
CRD#: 157625
CHICAGO, IL
Past
June 29, 2011 - July 7, 2016
TCG SECURITIES, L.L.C.
BD
CRD#: 154788
WASHINGTON, DC
Past
July 6, 2010 - March 25, 2011
GREENHILL & CO., LLC
BD
CRD#: 40290
CHICAGO, IL
Past
July 6, 2005 - June 10, 2010
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2023)
RR
Alaska(5/16/2023)
RR
Arizona(6/5/2023)
RR
Arkansas(6/5/2023)
RR
California(5/25/2023)
RR
Colorado(6/1/2023)
RR
Connecticut(5/24/2023)
RR
Delaware(5/25/2023)
RR
District of Columbia(7/5/2023)
RR
Florida(7/5/2023)
RR
Georgia(5/25/2023)
RR
Hawaii(5/23/2023)
RR
Idaho(5/18/2023)
RR
Illinois(6/2/2023)
RR
Indiana(6/2/2023)
RR
Iowa(5/25/2023)
RR
Kansas(5/23/2023)
RR
Kentucky(6/2/2023)
RR
Louisiana(6/6/2023)
RR
Maine(5/22/2023)
RR
Maryland(5/16/2023)
RR
Massachusetts(6/22/2023)
RR
Michigan(5/24/2023)
RR
Minnesota(8/8/2023)
RR
Mississippi(5/17/2023)
RR
Missouri(5/26/2023)
RR
Montana(5/22/2023)
RR
Nebraska(6/15/2023)
RR
Nevada(6/12/2023)
RR
New Hampshire(6/16/2023)
RR
New Jersey(6/21/2023)
RR
New Mexico(5/26/2023)
RR
New York(6/6/2023)
RR
North Carolina(6/2/2023)
RR
North Dakota(5/25/2023)
RR
Ohio(5/18/2023)
RR
Oklahoma(5/16/2023)
RR
Oregon(5/19/2023)
RR
Pennsylvania(5/16/2023)
RR
Puerto Rico(6/13/2023)
RR
Rhode Island(5/17/2023)
RR
South Carolina(5/23/2023)
RR
South Dakota(6/6/2023)
RR
Tennessee(5/22/2023)
RR
Texas(6/6/2023)
RR
Utah(5/16/2023)
RR
Vermont(6/5/2023)
RR
Virgin Islands(6/22/2023)
RR
Virginia(6/6/2023)
RR
Washington(5/19/2023)
RR
West Virginia(6/2/2023)
RR
Wisconsin(5/23/2023)
RR
Wyoming(6/19/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EP
EQT PARTNERS BD, LLC
EQT PARTNERS BD, LLC | EQTE BROKERAGE LLC
CRD#: 322826 / SEC#: , 8-70966
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087
Mailing Address
Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087
Phone number
(484) 531-7456
Established
Delaware since 07/28/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
