AM
Andrew J. Mcdonnell
CETERA INVESTMENT ADVISERS LLC
AVON, OH 44011
Some features on this profile are disabled
CRD#: 4693402
AM
Professional summary
Andrew John Mcdonnell is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Avon, Ohio and CETERA ADVISORS LLC located in Avon, Ohio.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Andrew has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 05/2019, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE 2) VELOCITY ADVISORS, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 02/2014, PARTNER, APX NUMBER OF HOURS PER WEEK: 50, 32.5. DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 3) NAME OF OTHER BUSINESS: LORAIN COUNTY GOP; INVESTMENT RELATED: NO; ADDRESS: 457 GRISWOLD RD ELYRIA OH 44035; NATURE OF BUSINESS: ELECTION SERVICE; START DATE: 10/2020; POSITION/TITLE/RELATIONSHIP: OUTREACH COORDINATOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: VOLUNTEER AND DROP OFF FLYERS DOOR TO DOOR; 4) NAME OF OTHER BUSINESS: UNITED STATES NAVAL ACADEMY/OHIO NATIONAL GUARD; INVESTMENT RELATED: NO; ADDRESS: 121 BLAKE ROAD ANNAPOLIS, MD 21402; NATURE OF BUSINESS: RECRUITING; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: BLUE AND GOLD OFFICER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: MEET WITH PROSPRCTIVE RECRUITS AND EDUCATE ON THE ACADEMY AND NAVY, INTERVIEW FOR ADMISSION, COMMUNICATE WITH FAMILIES; 5) NAME OF OTHER BUSINESS: WEALTH HEALTH, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES,6) NAME OF OTHER BUSINESS: WEALTH HEALTH LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Andrew John Mcdonnell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 35651 Detroit Road, Avon, OH 44011RIA
CRD#: 105644
AVON, OH
Current
May 29, 2019 - Present
CETERA ADVISORS LLC
Office #1: 35651 Detroit Road, Avon, OH 44011BD
CRD#: 10299
Avon, OH
Past
May 30, 2019 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
BAY VILLAGE, OH
Past
February 20, 2014 - June 25, 2019
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
WESTLAKE, OH
Past
February 19, 2014 - June 25, 2019
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
WESTLAKE, OH
Past
September 29, 2009 - January 24, 2014
NEW ENGLAND SECURITIES
RIA
CRD#: 615
WESTLAKE, OH
Past
September 15, 2009 - January 24, 2014
NEW ENGLAND SECURITIES
BD
CRD#: 615
WESTLAKE, OH
Past
October 31, 2007 - September 16, 2009
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
CLEVELAND, OH
Past
September 16, 2003 - September 16, 2009
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/5/2022)
RR
California(5/29/2019)
RR
District of Columbia(8/5/2022)
RR
Florida(1/3/2022)
RR
Maryland(1/3/2022)
RR
Nebraska(5/26/2021)
RR
New Jersey(4/20/2021)
RR
New York(9/13/2021)
RR
North Carolina(8/5/2024)
RR
Ohio(5/30/2019)
IAR
Ohio(3/21/2024)
RR
Pennsylvania(1/4/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Avon, OH 44011TRUST BUT VERIFY
Monitor Andrew Mcdonnell
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
