James T. Anstrand
Professional summary
James Timothy Anstrand is a registered financial professional currently at LAKESHORE SECURITIES, L.P. located in Chicago, Illinois.
James is registered as a RR (Registered Representative) and started their career in finance in 2003. James has worked at 4 firms and has passed the Series 7TO, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Timothy Anstrand's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2018 - Present
LAKESHORE SECURITIES, L.P.
Office #1: 401 S. Lasalle Street Suite 1000, Chicago, IL 60605Office #2: 401 S. Lasalle #1000, Chicago, IL 60605June 5, 2008 - January 2, 2018
MNR EXECUTIONS, LLC
March 16, 2007 - April 30, 2008
DRO-WST TRADING, LLC
September 8, 2003 - March 2, 2007
EQUITEC STRUCTURED PRODUCTS,LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamCboe Exchange, Inc.
FINRA
Current Firm
LAKESHORE SECURITIES, L.P.
CRD#: 34381 / SEC#: , 8-28820
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROSS VOL LLC | GENERAL PARTNER | |
| FLP TRADING LLC | GENERAL PARTNER | |
| GARZA, ALEXANDER BENJAMIN | LIMITED PARTNER | 4945272 |
| GREY WOLF CAPITAL LLC | GENERAL PARTNER | |
| GANNON, MARK EDWARD | FINOP AND CCO |
Disclosures
| Regulatory Event | 13 |
Red Flags
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