Edward J. Cohen
Professional summary
Edward Joseph Cohen, who also goes by Edward J Cohen, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Bal Harbour, Florida and TRUIST INVESTMENT SERVICES, INC. located in Bal Harbour, Florida.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Edward has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edward Joseph Cohen's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 9600 Collins Avenue 2nd Fl, Bal Harbour, FL 33154February 7, 2007 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 9600 Collins Ave Fl 2, Bal Harbour, FL 33154April 25, 2007 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
August 3, 2006 - February 13, 2007
PRINCIPAL SECURITIES, INC.
August 18, 2005 - August 1, 2006
FORESTERS EQUITY SERVICES, INC.
May 3, 2004 - August 16, 2005
METROPOLITAN LIFE INSURANCE COMPANY
May 3, 2004 - August 16, 2005
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2011)
(2/7/2007)
(8/25/2016)
(4/24/2007)
(5/25/2012)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Bal Harbour, FL 33154TRUST BUT VERIFY
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