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Bryan John Cohen

CRD# 4692291·Registered 2003 - 2019
Previously Registered: Being a previously registered professional could mean that Bryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bryan John Cohen, who also goes by Bryan Cohen, was a registered financial advisor. Bryan was a previously registered financial professional and started their career in finance 2003 - 2019. Bryan had worked at 7 firms and has passed the SIE, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bryan Cohen

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

GREAT POINT CAPITAL LLC·CRD# 114203
BD
Chicago, IL
September 5, 2017 - March 29, 2019
AVATAR SECURITIES, LLC·CRD# 147763
BD
New York, NY
February 24, 2015 - April 11, 2016
COASTAL TRADE SECURITIES, LLC·CRD# 148246
BD
Short Hills, NJ
May 5, 2011 - June 27, 2013
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Bolingbrook, IL
February 1, 2008 - July 7, 2008
ECHOTRADE LLC·CRD# 42239
BD
Phoenix, AZ
October 17, 2006 - December 19, 2007
TAFFERER TRADING, LLC·CRD# 36816
BD
Lakewood, NJ
September 2, 2005 - October 18, 2006
EVOLUTION FINANCIAL TECHNOLOGIES, LLC·CRD# 104249
BD
Iselin, NJ
November 7, 2003 - January 11, 2005

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Current Firm

GP
GREAT POINT CAPITAL LLC

GREAT POINT CAPITAL LLC | MAVERICK BROKERAGE LLC | GREAT POINT TRADING LLC

CRD#: 114203 / SEC#: 8-53402
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

Mailing Address

200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

Phone Number

(312) 356-4405

Established

Delaware since 08/17/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GREAT POINT TRADING LLCMEMBER—
DEBELL, GLENN TOWNSENDCCO, SROP, AMLCO2407360
MENGIN, GABRIEL JPRESIDENT5067401
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event

13

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2004

Series 7 — General Securities Representative Examination

Passed Nov 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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