Bryan J. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan John Cohen, who also goes by Bryan Cohen, was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 2003. Bryan had worked at 7 firms and has passed the SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2017 - March 29, 2019
GREAT POINT CAPITAL LLC
February 24, 2015 - April 11, 2016
AVATAR SECURITIES, LLC
May 5, 2011 - June 27, 2013
COASTAL TRADE SECURITIES, LLC
February 1, 2008 - July 7, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
October 17, 2006 - December 19, 2007
ECHOTRADE LLC
September 2, 2005 - October 18, 2006
TAFFERER TRADING, LLC
November 7, 2003 - January 11, 2005
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/13/2004
Limited Representative-Equity Trader ExamCurrent Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
