JM
Jarrod B. Moore
KESTRA INVESTMENT SERVICES
Austin, TX 78735
Some features on this profile are disabled
CRD#: 4692023
JM
Professional summary
Jarrod Brent Moore, who also goes by Jarrod Brent Moore Mr., Jarrod Moore, is a registered financial professional currently at KESTRA INVESTMENT SERVICES, LLC located in Austin, Texas.
Jarrod is registered as a RR (Registered Representative) and started their career in finance in 2003. Jarrod has worked at 7 firms and has passed the Series 63, Series 52TO, SIE, Series 55, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jarrod Brent Moore Mr. | Jarrod Moore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jarrod Brent Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Ste 400, Austin, TX 78735BD
CRD#: 42046
Austin, TX
Past
August 27, 2018 - April 23, 2025
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
AUSTIN, TX
Past
January 27, 2014 - May 17, 2018
CARY STREET PARTNERS
BD
CRD#: 128089
AUSTIN, TX
Past
December 6, 2010 - June 10, 2013
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
AUSTIN, TX
Past
November 29, 2006 - September 22, 2009
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
August 16, 2005 - November 21, 2006
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
SAN FRANCISCO, CA
Past
January 26, 2004 - May 11, 2005
ROUND HILL SECURITIES, INC.
BD
CRD#: 35223
ALAMO, CA
Past
August 25, 2003 - October 31, 2003
M.L. STERN & CO., LLC.
BD
CRD#: 8327
BEVERLY HILLS, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/1/2025)
RR
Alaska(10/1/2025)
RR
Arizona(10/1/2025)
RR
Arkansas(10/1/2025)
RR
California(10/1/2025)
RR
Colorado(10/1/2025)
RR
Connecticut(10/1/2025)
RR
Delaware(10/1/2025)
RR
District of Columbia(10/1/2025)
RR
Florida(10/1/2025)
RR
Georgia(10/1/2025)
RR
Hawaii(10/1/2025)
RR
Idaho(10/1/2025)
RR
Illinois(10/1/2025)
RR
Indiana(10/1/2025)
RR
Iowa(10/1/2025)
RR
Kansas(10/1/2025)
RR
Kentucky(10/1/2025)
RR
Louisiana(10/1/2025)
RR
Maine(10/1/2025)
RR
Maryland(10/1/2025)
RR
Massachusetts(10/1/2025)
RR
Michigan(10/1/2025)
RR
Minnesota(10/1/2025)
RR
Mississippi(10/1/2025)
RR
Missouri(10/1/2025)
RR
Montana(10/1/2025)
RR
Nebraska(10/1/2025)
RR
Nevada(10/1/2025)
RR
New Hampshire(10/1/2025)
RR
New Jersey(10/1/2025)
RR
New Mexico(10/1/2025)
RR
New York(10/1/2025)
RR
North Carolina(10/2/2025)
RR
North Dakota(10/1/2025)
RR
Ohio(10/1/2025)
RR
Oklahoma(10/1/2025)
RR
Oregon(10/1/2025)
RR
Pennsylvania(10/1/2025)
RR
Puerto Rico(10/1/2025)
RR
Rhode Island(10/1/2025)
RR
South Carolina(10/1/2025)
RR
South Dakota(10/1/2025)
RR
Tennessee(10/1/2025)
RR
Texas(10/1/2025)
RR
Utah(10/1/2025)
RR
Vermont(10/1/2025)
RR
Virgin Islands(10/1/2025)
RR
Virginia(10/1/2025)
RR
Washington(10/1/2025)
RR
West Virginia(10/1/2025)
RR
Wisconsin(10/1/2025)
RR
Wyoming(10/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/10/2004
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KESTRA INVESTMENT SERVICES, LLC
KESTRA INVESTMENT SERVICES, LLC | PARTNERS SECURITIES, INC. | NFP SECURITIES, INC. | NFP SECIRITIES, INC. | NFP ADVISOR SERVICES, LLC | NFP ADVISOR SERVICES
CRD#: 42046 / SEC#: , 8-49672
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
5707 Southwest Parkway 2-125, Austin, TX 78746
Mailing Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Phone number
(844) 553-7872
Established
Texas since 09/01/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
