Artin Bandari
Professional summary
Artin Bandari is a registered financial advisor currently at OSAIC WEALTH, INC. located in Los Angeles, California and NWF ADVISORY SERVICES INC located in Los Angeles, California.
Artin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Artin has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Artin Bandari's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Artin Bandari's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 26, 2012 - Present
OSAIC WEALTH, INC.
Office #1: 11835 W. Olympic Blvd. Suite 1155 E, Los Angeles, CA 90064October 7, 2016 - Present
NWF ADVISORY SERVICES INC
Office #1: 11835 W. Olympic Blvd. #1155 E., Los Angeles, CA 90064November 16, 2012 - Present
OSAIC WEALTH, INC.
Office #1: 11835 W. Olympic Blvd. Suite 1155 E, Los Angeles, CA 90064September 4, 2006 - November 27, 2012
LPL FINANCIAL LLC
July 29, 2004 - November 27, 2012
LPL FINANCIAL LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/16/2012)
(11/26/2012)
(8/23/2016)
(9/28/2016)
(5/27/2016)
(11/16/2012)
(11/16/2012)
(11/16/2012)
(11/16/2012)
(1/17/2018)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.