Sarah C. Cyphers
Professional summary
Sarah C. Cyphers, who also goes by Sarah Jean Chauner, is a registered financial professional currently at CHAUNER SECURITIES, INC. located in Northbrook, Illinois.
Sarah is registered as a RR (Registered Representative) and started their career in finance in 2003. Sarah has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sarah C. Cyphers's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2003 - Present
CHAUNER SECURITIES, INC.
Office #1: 666 Dundee Road, Suite 903, Northbrook, IL 60062Office #2: 1400 N Kingsbury Street 3rd Floor, Chicago, IL 60642State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/9/2023)
(2/5/2004)
(3/18/2022)
(11/14/2003)
(12/13/2023)
(9/26/2023)
(10/2/2023)
(9/27/2023)
(3/28/2022)
(9/26/2023)
(10/19/2020)
(9/25/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 28
Date: 7/18/2014
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
CHAUNER SECURITIES, INC.
CRD#: 10075 / SEC#: , 8-33980
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
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