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CRD#: 10075
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CHAUNER SECURITIES, INC. is located at 666 Dundee Road, Suite 903, Northbrook, IL 60062-2735 and was first established at Chicago, Illinois in 04/10/1985. After operating for 41 years, CHAUNER SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CHAUNER SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. CHAUNER SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CHAUNER SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CHAUNER SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CHAUNER SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for CHAUNER SECURITIES, INC. Comes From

Understanding the Statistics for CHAUNER SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
666 Dundee Road, Suite 903, Northbrook, IL 60062-2735
Mailing Address
666 Dundee Road, Suite 903, Northbrook, IL 60062-2735
Firm Size
Small
Phone Number
(847) 509-8880
Established
Illinois since 04/10/1985
Firm Type
Corporation
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SARAH C. CYPHERS TRUSTTRUST
CHAUNER, FRANK BYRONVICE PRESIDENT735725
CYPHERS, SARAH C.PRESIDENT, CHIEF COMPLIANCE OFFICER, TRUSTEE4691733

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at CHAUNER SECURITIES, INC.

AG

Adam Daniel Gallegos

IAR
RR
CRD#: 4444399
Location:
Lafayette, CA 94549
Company:
THE FOUNDATION INVESTMENT GROUP
Disclosures:
Experience:
24 years
View Profile
RW

Richard Lee Wagner

IAR
RR
CRD#: 4575603
AIF®: Accredited Investment Fiduciary
Location:
Holladay, UT 84121
Company:
INTERWISE
Disclosures:
Experience:
23 years
View Profile
TP

Talon Bryce Pitchforth

IAR
RR
CRD#: 7418180
Location:
Holladay, UT 84121
Company:
INTERWISE
Disclosures:
Experience:
5 years
View Profile
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