Sarah C. Cyphers
Professional summary
Sarah C. Cyphers, who also goes by Sarah Jean Chauner, is a registered financial professional currently at CHAUNER SECURITIES, INC. located in Chicago, Illinois.
Sarah is registered as a RR (Registered Representative) and started their career in finance in 2003. Sarah has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sarah C. Cyphers's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2003 - Present
CHAUNER SECURITIES, INC.
Office #1: 1400 N Kingsbury Street 3rd Floor, Chicago, IL 60642Office #2: 666 Dundee Road, Suite 1101, Northbrook, IL 60062State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/9/2023)
(2/5/2004)
(3/18/2022)
(11/14/2003)
(12/13/2023)
(9/26/2023)
(10/2/2023)
(9/27/2023)
(3/28/2022)
(9/26/2023)
(10/19/2020)
(9/25/2023)
Exams
What does exam status mean?
Series 99TO
Passed: 1/2/2023
Operations Professional ExaminationSeries 79TO
Passed: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 28
Passed: 7/18/2014
FINRA
Current Firm
CHAUNER SECURITIES, INC.
CRD#: 10075 / SEC#: , 8-33980
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SARAH C. CYPHERS TRUST | TRUST | |
| CYPHERS, SARAH C. | PRESIDENT, CHIEF COMPLIANCE OFFICER, TRUSTEE | 4691733 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CHAUNER SECURITIES, INC.
CRD#: 10075Chicago, IL 60642TRUST BUT VERIFY
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