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RM

Ryan P. Mcnamara

HARRIS ASSOCIATES SECURITIES L.P.
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 4691649
RM

Professional summary


Ryan P Mcnamara, who also goes by Ryan P Mcnamara, Ryan Patrick Mcnamara, Ryan Mcnamara, is a registered financial professional currently at HARRIS ASSOCIATES SECURITIES L.P. located in Chicago, Illinois.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2003. Ryan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ryan P Mcnamara | Ryan Patrick Mcnamara | Ryan Mcnamara

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ryan P Mcnamara's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 21, 2023 - Present

HARRIS ASSOCIATES SECURITIES L.P.

Office #1: 111 S. Wacker Drive Suite 4600, Chicago, IL 60606
BD
CRD#: 6959
Chicago, IL
Past

July 8, 2011 - April 9, 2023

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
CHICAGO, IL
Past

April 20, 2009 - June 30, 2011

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

October 16, 2007 - March 9, 2009

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

July 13, 2006 - October 12, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
CHICAGO, IL
Past

July 13, 2006 - October 12, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
CHICAGO, IL
Past

March 31, 2006 - July 20, 2006

CITICORP INVESTMENT SERVICES

RIA
CRD#: 23988
BROOKFIELD, IL
Past

September 23, 2005 - July 20, 2006

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
BROOKFIELD, IL
Past

September 9, 2003 - August 24, 2005

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/21/2023)
RR
Alaska
(9/21/2023)
RR
Arizona
(9/21/2023)
RR
Arkansas
(9/21/2023)
RR
California
(9/21/2023)
RR
Colorado
(9/21/2023)
RR
Connecticut
(9/21/2023)
RR
Delaware
(9/21/2023)
RR
District of Columbia
(9/21/2023)
RR
Florida
(9/21/2023)
RR
Georgia
(9/21/2023)
RR
Hawaii
(9/21/2023)
RR
Idaho
(9/21/2023)
RR
Illinois
(9/21/2023)
RR
Indiana
(9/21/2023)
RR
Iowa
(9/21/2023)
RR
Kansas
(9/21/2023)
RR
Kentucky
(9/21/2023)
RR
Louisiana
(9/21/2023)
RR
Maine
(9/21/2023)
RR
Maryland
(9/21/2023)
RR
Massachusetts
(9/21/2023)
RR
Michigan
(9/21/2023)
RR
Minnesota
(9/21/2023)
RR
Mississippi
(9/21/2023)
RR
Missouri
(9/21/2023)
RR
Montana
(9/21/2023)
RR
Nebraska
(9/21/2023)
RR
Nevada
(9/21/2023)
RR
New Hampshire
(9/21/2023)
RR
New Jersey
(9/21/2023)
RR
New Mexico
(9/21/2023)
RR
New York
(9/21/2023)
RR
North Carolina
(9/21/2023)
RR
North Dakota
(9/21/2023)
RR
Ohio
(9/22/2023)
RR
Oklahoma
(9/21/2023)
RR
Oregon
(9/21/2023)
RR
Pennsylvania
(9/21/2023)
RR
Puerto Rico
(9/21/2023)
RR
Rhode Island
(9/21/2023)
RR
South Carolina
(9/21/2023)
RR
South Dakota
(9/21/2023)
RR
Tennessee
(9/21/2023)
RR
Texas
(9/21/2023)
RR
Utah
(9/21/2023)
RR
Vermont
(9/21/2023)
RR
Virgin Islands
(9/21/2023)
RR
Virginia
(9/21/2023)
RR
Washington
(9/21/2023)
RR
West Virginia
(9/21/2023)
RR
Wisconsin
(9/21/2023)
RR
Wyoming
(9/21/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/30/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


HA
HARRIS ASSOCIATES SECURITIES L.P.
HARRIS ASSOCIATES SECURITIES L.P. | HARRIS ASSOCIATES, INC.

CRD#: 6959 / SEC#: , 8-19988

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
111 S. Wacker Drive Suite 4600, Chicago, IL 60606
Mailing Address
111 S. Wacker Drive Suite 4600, Chicago, IL 60606
Phone number
(312) 646-3600
Established
Delaware since 12/12/1986
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
HARRIS ASSOCIATES L.P.LIMITED PARTNER
HARRIS ASSOCIATES INC.GENERAL PARTNER
KELLER, CHRISTOPHER WOLFGANGPRESIDENT2865184
PIETRAS, MICHAELCHIEF COMPLIANCE OFFICER4278774
WEBER, ZACHARY DAVIDPRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER5483343
WRIGHT, RANA JEWELCHIEF LEGAL AND ADMINISTRATIVE OFFICER6357277

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HARRIS ASSOCIATES SECURITIES L.P.

CRD#: 6959Chicago, IL 60606

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