Chuong D. Nguyen
Professional summary
Chuong Dinh Nguyen, who also goes by John Nguyen, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in San Francisco, California.
Chuong is registered as a RR (Registered Representative) and started their career in finance in 2003. Chuong has worked at 5 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chuong Dinh Nguyen's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2020 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 580 California Street 16th Floor, San Francisco, CA 94104January 2, 2013 - October 2, 2020
RAYMOND JAMES & ASSOCIATES, INC.
December 22, 2011 - January 2, 2013
MORGAN KEEGAN & COMPANY, LLC
September 16, 2008 - October 24, 2011
WEDBUSH SECURITIES INC.
December 20, 2003 - September 10, 2008
GEORGE K. BAUM & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/29/2020)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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