Mark E. Clark

WEALTH MANAGEMENT

Somerset, KY 42501

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CRD#: 4690875

Professional summary

Mark Edward Clark, who also goes by Mark Clark, is a registered financial advisor currently at WEALTH MANAGEMENT located in Somerset, Kentucky.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Mark has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Clark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MARK E CLARK CPA, PSC- not investment related - 242 Union Street Somerset, KY 42501 - CPA Firm - President - 11/1997 - Approx. 140 hours monthly/Approx. 140 hours during securities trading hours - manage firm. Compass Kentucky, Inc - not investment related - corp - 1966 Brookhaven Dr London, KY 40744 - Non profit religious organization - treasurer - approx 45 mins monthly/approx 0 hours during securities trading hours - review financials. MEC Real Estate, LLC - LLC - Not investment related - PO Box 369 Somerset, KY 42502 - Real Estate Rental - Managing Member - 1/1/2016 - Approx. 2 hours monthly/Approx. 2 hours monthly during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Clark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2008 - Present

WEALTH MANAGEMENT

Office #1: 242 Union Street, Somerset, KY 42501

RIA

CRD#: 137080

Somerset, KY

Past

March 21, 2007 - September 19, 2008

CSSC BROKERAGE SERVICES, INC.

CRD#: 141630

SOMERSET, KY

Past

October 9, 2003 - September 19, 2008

TRUSTEE EMPOWERMENT & PROTECTION, INC.

RIA

CRD#: 108249

SOMERSET, KY

Past

September 22, 2003 - March 21, 2007

MUTUAL SERVICE CORPORATION

CRD#: 4806

SOMERSET, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH MANAGEMENT

WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT

CRD#: 137080 / SEC#: 801-65977

RIA

Registered Investment Advisory firm - (2/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(11/5/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/2003

General Securities Representative Examination

Current Firm

WEALTH MANAGEMENT

WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT

CRD#: 137080 / SEC#: 801-65977

RIA

Registered Investment Advisory firm - (2/17/2006 Approved)

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Contact information

Main Address

125 South 4th Street, Norfolk, NE 68701

Mailing Address

Po Box 1264, Norfolk, NE 68702-1264

Phone number

(402) 371-1160

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTH MANAGEMENT ADV PART 2A (4/29/2025)

Regulatory assets under management

Total Number of Accounts	3,617
AUM (Assets Under Management)	$ 3,100,744,962

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark E. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH MANAGEMENT

CSSC BROKERAGE SERVICES, INC.

TRUSTEE EMPOWERMENT & PROTECTION, INC.

MUTUAL SERVICE CORPORATION

Primary Firm SEC Registration

WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2003

Series 7

Date: 9/19/2003

Current Firm

WEALTH MANAGEMENT

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH MANAGEMENT

TRUST BUT VERIFY

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