Guy Dela Tour Dupin Verclause
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Guy Dela Tour Dupin Verclause, who also goes by Guy De La Tour Du Pin, was a registered financial professional .
Guy is a previously registered financial professional and started their career in finance in 2004. Guy had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2012 - July 16, 2024
DELPHOS MMJ L.P.
August 24, 2004 - July 30, 2009
AIA CAPITAL MARKETS LLC
State Registrations and Notice Filings
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Exams
Current Firm
DELPHOS MMJ L.P.
CRD#: 137389 / SEC#: , 8-67083
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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