Frederick P. Turner

CAPITAL INVESTMENT ADVISORY SERVICES

GREENSBORO, NC 27408

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CRD#: 4688942

Professional summary

Frederick Perry Turner, CFP®, who also goes by Fred P Turner, is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Greensboro, North Carolina and CAPITAL INVESTMENT GROUP, INC. located in Cary, North Carolina.

Frederick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Frederick has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fred P Turner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TRUST COMPANY OF NORTH CAROLINA, 802 GREEN VALLEY RD, STE 209, GREENSBORO, NC 27408; WEATLH MANAGEMENT, ASSET MANAGEMENT, WEALTH PLANNING; WEALTH CONSULTANT; SENIOR VICE PRESIDENT; START 09/2023; OBTAIN NEW CLIENT RELATIONSHIPS AND SERVICE EXISTING CLIENT RELATIONSHIPS; 160 HRS/MON WITH 160 HRS/MON DURING SECURITIES TRADING HRS; INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Perry Turner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

June 10, 2025 - Present

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Office #1: 802 Green Valley Road Suite 209, Greensboro, NC 27408Office #2: 100 W. Chatham St., Cary, NC 27511

RIA

CRD#: 149124

GREENSBORO, NC

Current

June 10, 2025 - Present

CAPITAL INVESTMENT GROUP, INC.

Office #1: 100 W. Chatham Street, Cary, NC 27511

CRD#: 14752

CARY, NC

Past

November 17, 2023 - June 23, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

GREENSBORO, NC

Past

November 17, 2023 - June 23, 2025

LPL FINANCIAL LLC

CRD#: 6413

GREENSBORO, NC

Past

October 13, 2016 - December 3, 2021

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

GREENSBORO, NC

Past

October 13, 2016 - December 3, 2021

FIFTH THIRD SECURITIES, INC.

CRD#: 628

GREENSBORO, NC

Past

October 11, 2007 - August 9, 2016

FIRST CITIZENS INVESTOR SERVICES, INC.

RIA

CRD#: 44430

GREENSBORO, NC

Past

October 11, 2007 - August 9, 2016

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD#: 44430

GREENSBORO, NC

Past

March 17, 2004 - September 26, 2007

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

GREENSBORO, NC

Past

August 27, 2003 - September 26, 2007

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

GREENSBORO, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124 / SEC#: 801-69846

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

North Carolina
(6/10/2025)

North Carolina
(7/2/2025)

Virginia
(6/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/20/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/26/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124 / SEC#: 801-69846

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

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Contact information

Main Address

100 E. Six Forks Road Suite 200, Raleigh, NC 27609

Mailing Address

P.o. Box 32249, Raleigh, NC 27622

Phone number

(919) 831-2370

Established

Firm type

Fiscal year end

# of Employees

106

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIAS ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	8,619
AUM (Assets Under Management)	$ 1,930,938,262

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frederick P. Turner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Perry Turner's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL INVESTMENT GROUP, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/20/2003

SIE

Date: 10/1/2018

Series 7

Date: 8/26/2003

FINRA

Current Firm

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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