Daniel J. Shainberg

HERITAGE WEALTH MANAGEMENT

San Diego, CA 92127

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CRD#: 4688321

Professional summary

Daniel Jay Shainberg is a registered financial advisor currently at HERITAGE WEALTH MANAGEMENT, INC. located in San Diego, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Daniel has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Shain Realty, LLC - Real estate investment, Investment related, Los Angeles, CA Partner, Multi Family Home Rentals 01/2023 1 hour per month Riverdog Reality, LLC - Real estate investment, Investment related, Los Angeles, CA Owner, Single Family Home Rentals 11/2020 5 hours per month Harwick Partners - Real estate investment, Investment related, San Diego, CA Partner, Private Equity Advisory 06/2022 5 hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jay Shainberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2025 - Present

HERITAGE WEALTH MANAGEMENT, INC.

Office #1: 11440 W. Bernardo Ct. Ste 390, San Diego, CA 92127

RIA

CRD#: 316956

San Diego, CA

Past

January 5, 2018 - August 24, 2018

MGO PRIVATE WEALTH, LLC

RIA

CRD#: 283909

Los Angeles, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HERITAGE WEALTH MANAGEMENT, INC.

CRD#: 316956 / SEC#: 801-122719

RIA

Registered Investment Advisory firm - (11/19/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/24/2025

Uniform Investment Adviser Law Examination

Current Firm

HERITAGE WEALTH MANAGEMENT, INC.

CRD#: 316956 / SEC#: 801-122719

RIA

Registered Investment Advisory firm - (11/19/2021 Approved)

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Contact information

Main Address

11440 W. Bernardo Ct. Ste 390, San Diego, CA 92127

Mailing Address

Phone number

(858) 613-9191

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HERITAGE WEALTH MANAGEMENT, INC. - FORM ADV PART 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	978
AUM (Assets Under Management)	$ 491,221,951

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel J. Shainberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jay Shainberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERITAGE WEALTH MANAGEMENT, INC.

MGO PRIVATE WEALTH, LLC

Primary Firm SEC Registration

HERITAGE WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/24/2025

Current Firm

HERITAGE WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HERITAGE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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