Jonathan E. Farrell
Professional summary
Jonathan Edward Farrell was a registered financial advisor .
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jonathan had worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2025 - Present
August 8, 2022 - September 17, 2025
COMMONWEALTH FINANCIAL NETWORK
August 5, 2022 - September 17, 2025
COMMONWEALTH FINANCIAL NETWORK
October 21, 2019 - August 8, 2022
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 23, 2018 - September 30, 2019
KESTRA ADVISORY SERVICES, LLC
May 23, 2018 - September 30, 2019
KESTRA INVESTMENT SERVICES, LLC
January 2, 2013 - April 3, 2017
MANULIFE INVESTMENT MANAGEMENT (US) LLC
January 6, 2009 - December 31, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
October 28, 2005 - December 31, 2006
JOHN HANCOCK DISTRIBUTORS LLC
October 20, 2005 - April 3, 2017
JOHN HANCOCK DISTRIBUTORS LLC
April 1, 2005 - October 3, 2005
FSC SECURITIES CORPORATION
April 1, 2005 - October 3, 2005
FSC SECURITIES CORPORATION
September 29, 2003 - June 23, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
September 17, 2003 - June 23, 2004
IDS LIFE INSURANCE COMPANY
September 17, 2003 - June 23, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/16/2025)
(10/17/2025)
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
