Jeremy Y. Lishman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Y. Lishman, who also goes by Jeremy Y Lishman, was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 2003. Jeremy had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2009 - December 31, 2014
LISHMAN CAPITAL MANAGEMENT LLC
August 22, 2007 - April 14, 2008
UBS FINANCIAL SERVICES INC.
July 24, 2007 - April 14, 2008
UBS FINANCIAL SERVICES INC.
September 8, 2003 - January 26, 2004
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LISHMAN CAPITAL MANAGEMENT LLC
CRD#: 147639 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
