Bradley S. Senita

ROYAL OAK FINANCIAL GROUP

Worthington, OH 43085

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CRD#: 4687944

Professional summary

Bradley Stephen Senita, who also goes by Brad Stephen Senita, Brad Senita, Bradley Stephen Senita, Bradley Senita, is a registered financial advisor currently at ROYAL OAK FINANCIAL GROUP located in Worthington, Ohio.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Bradley has worked at 6 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Stephen Senita | Brad Senita | Bradley Stephen Senita | Bradley Senita

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Stephen Senita's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2022 - Present

ROYAL OAK FINANCIAL GROUP

Office #1: 5858 High Street, Worthington, OH 43085

RIA

CRD#: 166391

Worthington, OH

Past

September 19, 2012 - April 23, 2015

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

GRANANNA, OH

Past

September 18, 2012 - April 23, 2015

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

GRAHANNA, OH

Past

February 1, 2011 - August 17, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

COLUMBUS, OH

Past

January 27, 2011 - August 17, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

COLUMBUS, OH

Past

May 25, 2010 - December 10, 2010

WRP INVESTMENTS, INC.

RIA

CRD#: 7365

WORTHINGTON, OH

Past

May 11, 2010 - December 10, 2010

WRP INVESTMENTS, INC.

CRD#: 7365

WORTHINGTON, OH

Past

July 24, 2009 - April 9, 2010

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

WORTHINGTON, OH

Past

February 6, 2008 - April 9, 2010

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

WORTHINGTON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROYAL OAK FINANCIAL GROUP

CRD#: 166391 / SEC#: 801-122701

RIA

Registered Investment Advisory firm - (11/29/2021 Approved)

Florida

Registered Investment Advisory firm - (12/3/2021 Terminated)

Ohio

Registered Investment Advisory firm - (12/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/10/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/19/2022)

IAR

Ohio
(5/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/5/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/18/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/23/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/5/2008

General Securities Representative Examination

Current Firm

ROYAL OAK FINANCIAL GROUP

CRD#: 166391 / SEC#: 801-122701

RIA

Registered Investment Advisory firm - (11/29/2021 Approved)

Florida

Registered Investment Advisory firm - (12/3/2021 Terminated)

Ohio

Registered Investment Advisory firm - (12/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/10/2017 Terminated)

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Contact information

Main Address

5858 High Street, Worthington, OH 43085

Mailing Address

Phone number

(614) 842-6090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (1/8/2025)

Regulatory assets under management

Total Number of Accounts	339
AUM (Assets Under Management)	$ 263,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bradley S. Senita

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Stephen Senita's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WRP INVESTMENTS, INC.

WRP INVESTMENTS, INC.

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

Primary Firm SEC Registration

ROYAL OAK FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 5/5/2022

Series 66

Date: 2/18/2009

SIE

Date: 4/23/2015

Series 7

Date: 2/5/2008

Current Firm

ROYAL OAK FINANCIAL GROUP

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROYAL OAK FINANCIAL GROUP

TRUST BUT VERIFY

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