LB
Lynn M. Braban
PARK AVENUE SECURITIES LLC
Tarrytown, NY 10591
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CRD#: 4687898
LB
Professional summary
Lynn Meredith Braban, who also goes by Lynn Meredith Braban Ms, Lynn Meredith Braban, Lynn Meredith Skillman Ms., is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Tarrytown, New York.
Lynn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Lynn has worked at 5 firms and has passed the Series 66, Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lynn Meredith Braban Ms | Lynn Meredith Braban | Lynn Meredith Skillman Ms.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TJP Wealth Solutions-Administrative & Marketing Duties, Start: 10/19/2021, Address: 580 White Plains Road, Suite 205 Tarrytown, NY 10591, 30 total hours per month; 15 hours during securities trading hours, Not Investment related, More than 10% annual compensation, 2) Lynn Braban - Marriage & Family Divorce Mediation, Start: 12/01/2022, Address: 22 Mina Drive, Wappingers Falls, NY 12590, 10 total hours per month; 5 hours during securities trading hours, Not Investment related, More than 10 annual compensation, 3) Lynn Braban - CDFA, Start: 12/01/2022, Address: 22 Mina Drive, Wappingers Falls, NY 12590, 10 total hours per month; 5 hours during securities trading hours, Investment related, More than 10% annual compensation, 4) Finding Common Ground, Owner of this entity, created for tax purposes for CDFA and Marriage/Family Divorce Mediation, Start: 01/01/2023, Address: 22 Mina Drive, Wappingers Falls, NY 12590, 20 total hours per month; 10 hours during securities trading hours, Investment related, More than 10% annual compensation, 5) Power of Attorney for Mother, Start: 02/21/2024, Address: 22 Mina Drive, Wappingers Falls, NY 12590, 5 total hours per month; 5 during securities trading hours, 0 annual compensation, Not investment related,
CRS (Client Relationship Summary) - RIA
Click below to view Lynn Meredith Braban's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lynn Meredith Braban's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2022 - Present
PARK AVENUE SECURITIES LLC
Office #1: 580 White Plains Rd Suite 205, Tarrytown, NY 10591RIA
BD
CRD#: 46173
Tarrytown, NY
Current
December 2, 2021 - Present
PARK AVENUE SECURITIES LLC
Office #1: 580 White Plains Rd Suite 205, Tarrytown, NY 10591RIA
BD
CRD#: 46173
Tarrytown, NY
Past
February 14, 2018 - October 8, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
POUGHKEEPSIE, NY
Past
February 1, 2016 - February 14, 2018
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
FISHKILL, NY
Past
March 24, 2014 - November 3, 2015
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
RED HOOK, NY
Past
March 20, 2014 - November 3, 2015
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
RED HOOK, NY
Past
September 22, 2011 - March 18, 2014
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
TARRYTOWN, NY
Past
October 13, 2003 - August 12, 2011
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MAHOPAC, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(6/21/2022)
IAR
Connecticut(6/21/2022)
RR
Florida(9/14/2023)
IAR
Florida(8/2/2024)
IAR
New Jersey(6/22/2022)
RR
New Jersey(7/15/2022)
RR
New York(5/25/2022)
IAR
New York(5/25/2022)
RR
Pennsylvania(4/16/2024)
IAR
Pennsylvania(4/16/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
