James E. Patton
Professional summary
James Edward Patton, who also goes by James E Patton, Jay Patton, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Castroville, Texas and ALLSTATE FINANCIAL SERVICES, LLC located in Castroville, Texas.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. James has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Edward Patton's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2026 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
July 10, 2026 - Present
ALLSTATE FINANCIAL SERVICES, LLC
March 31, 2025 - December 1, 2025
STRATEGIC ADVISERS LLC
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 26, 2004 - July 13, 2018
STRATEGIC ADVISERS LLC
August 28, 2003 - December 1, 2025
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2026)
(7/10/2026)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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